Kathleen Ferraro

Executive Director

Market Director

Kathleen "Kathy" Ferraro serves as Market Director and Executive Director for the UBS Greater New York Market. Kathy oversees the Greenwich CT and Stamford CT Wealth Management and Private Wealth Management offices.  She has extensive experience in the financial services industry. Prior to joining UBS in May of 2025, Kathleen was the Market Manager for Morgan Stanley for the South Shore of Boston and the Cape. Prior to Morgan Stanley she was at Gruntal & Company in Stamford CT and The First National Bank of Chicago in New York City.  Kathleen was a President’s Council Advisor at Smith Barney before she changed course and joined the management team.

 Her main objective is to be a partner with her advisors and employees to deliver world-class service to their High Net Worth and Ultra High Net Work clients and prospects. She is an advocate for her people and growth minded.  In 2020, she was inducted into Morgan Stanley's MAKER's Class of 2020. She is a passionate advocate for authenticity, diversity, and inclusion.

Kathleen holds a degree in Business and Marketing from The University of Tampa. She and her husband, Anthony, have three children, Vincent; Gabriella; and Anthony, Jr. live in Greenwich CT.

Kathleen supports numerous charitable organizations, including Cooley’s Anemia Foundation, The American Cancer Society, St. Jude’s Children’s Hospital, The Gravinese Mutual Aid Society, and others. Lifting up the next generation of female professionals is a passion of Kathleen’s. She is involved with Invest in Girls and Power to Fly, both of which promote financial literacy for girls and help them prepare for the workplace through mentoring, coaching and resume assistance.

Registered States:
  • AK
  • AL
  • AR
  • AZ
  • CA
  • CO
  • CT
  • DC
  • DE
  • FL
  • GA
  • HI
  • IA
  • ID
  • IL
  • IN
  • KS
  • KY
  • LA
  • MA
  • MD
  • ME
  • MI
  • MN
  • MO
  • MS
  • MT
  • NC
  • ND
  • NE
  • NH
  • NJ
  • NM
  • NV
  • NY
  • OH
  • OK
  • OR
  • PA
  • PR
  • RI
  • SC
  • SD
  • TN
  • TX
  • UT
  • VA
  • VI
  • VT
  • WA
  • WI
  • WV
  • WY
100 West Putnam Ave
2nd Floor
Greenwich, CT 06830

Email Me

kathleen.ferraro@ubs.com
Kathleen Ferraro
100 West Putnam Ave,Greenwich,CT,06830

Anthony DiPerri

Associate Director

Associate Market Executive

As the Complex Admin Manager, Anthony is responsible for hiring, training, developing, and supervising staff, as well as ensuring efficient branch administration and a positive experience for the clients we serve. Prior to this role, Anthony served as a Digital Specialist, focused on training financial advisors and their teams on the utilization of digital tools and technology to create efficiencies in their practice and help grow the business.

Anthony earned his B.S. in Finance with a concentration in Value Investing from Fordham University. He is also FINRA registered holding his Series 7, 66, 9, and 10.

Born and raised in Queens, NY, Anthony likes to spend his time outside the office with friends and family, sports (both playing and watching), and exploring New York City.

Registered States:
  • AL
  • AR
  • CT
  • DC
  • FL
  • HI
  • IN
  • MA
  • MD
  • ME
  • MI
  • MT
  • NE
  • NH
  • NJ
  • NY
  • OK
  • OR
  • PA
  • SD
  • UT
  • VT
3 Manhattanville Rd
2nd Floor
Purchase, NY 10577

Email Me

anthony.diperri@ubs.com
Anthony DiPerri
3 Manhattanville Rd,Purchase,NY,10577

Danielle Fujioka

Director

Supervisory Officer

Registered States:
  • CT
  • MA
  • NJ
  • NY
600 Washington Blvd
Stamford, CT 06901

Email Me

danielle.fujioka@ubs.com
Danielle Fujioka
600 Washington Blvd,Stamford,CT,06901

Matthew Mintz

Director

Admin Manager

Registered States:
  • NY
1055 Franklin Avenue
Garden City, NY 11530

Email Me

matthew.l.mintz@ubs.com
Matthew Mintz
1055 Franklin Avenue,Garden City,NY,11530

Charlene Carlino

Branch Office Administrator

600 Washington Blvd
Stamford, CT 06901

Email Me

charlene.carlino@ubs.com
Charlene Carlino
600 Washington Blvd,Stamford,CT,06901

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