How can you pursue what matters most?

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Where are you today and where do you want to be tomorrow? We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals.

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Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • ferraro

    Kathleen Ferraro

    Executive Director

    Market Director

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    • AK
    • AL
    • AR
    • AZ
    • CA
    • CO
    • CT
    • DC
    • DE
    • FL
    • GA
    • HI
    • IA
    • ID
    • IL
    • IN
    • KS
    • KY
    • LA
    • MA
    • MD
    • ME
    • MI
    • MN
    • MO
    • MS
    • MT
    • NC
    • ND
    • NE
    • NH
    • NJ
    • NM
    • NV
    • NY
    • OH
    • OK
    • OR
    • PA
    • PR
    • RI
    • SC
    • SD
    • TN
    • TX
    • UT
    • VA
    • VI
    • VT
    • WA
    • WI
    • WV
    • WY

    Kathleen "Kathy" Ferraro serves as Market Director and Executive Director for the UBS Greater New York Market. Kathy oversees the Greenwich CT and Stamford CT Wealth Management and Private Wealth Management offices.  She has extensive experience in the financial services industry. Prior to joining UBS in May of 2025, Kathleen was the Market Manager for Morgan Stanley for the South Shore of Boston and the Cape. Prior to Morgan Stanley she was at Gruntal & Company in Stamford CT and The First National Bank of Chicago in New York City.  Kathleen was a President’s Council Advisor at Smith Barney before she changed course and joined the management team.

     Her main objective is to be a partner with her advisors and employees to deliver world-class service to their High Net Worth and Ultra High Net Work clients and prospects. She is an advocate for her people and growth minded.  In 2020, she was inducted into Morgan Stanley's MAKER's Class of 2020. She is a passionate advocate for authenticity, diversity, and inclusion.

    Kathleen holds a degree in Business and Marketing from The University of Tampa. She and her husband, Anthony, have three children, Vincent; Gabriella; and Anthony, Jr. live in Greenwich CT.

    Kathleen supports numerous charitable organizations, including Cooley’s Anemia Foundation, The American Cancer Society, St. Jude’s Children’s Hospital, The Gravinese Mutual Aid Society, and others. Lifting up the next generation of female professionals is a passion of Kathleen’s. She is involved with Invest in Girls and Power to Fly, both of which promote financial literacy for girls and help them prepare for the workplace through mentoring, coaching and resume assistance.

          100 West Putnam Ave
          2nd Floor
          Greenwich, CT 06830
          kathleen.ferraro@ubs.com
          Kathleen Ferraro
          100 West Putnam Ave,Greenwich,CT,06830
        • Anthony DiPerri

          Anthony DiPerri

          Associate Director

          Associate Market Executive

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          • AL
          • AR
          • CT
          • DC
          • FL
          • HI
          • IN
          • MA
          • MD
          • ME
          • MI
          • MT
          • NE
          • NH
          • NJ
          • NY
          • OK
          • OR
          • PA
          • SD
          • UT
          • VT

          As the Complex Admin Manager, Anthony is responsible for hiring, training, developing, and supervising staff, as well as ensuring efficient branch administration and a positive experience for the clients we serve. Prior to this role, Anthony served as a Digital Specialist, focused on training financial advisors and their teams on the utilization of digital tools and technology to create efficiencies in their practice and help grow the business.

          Anthony earned his B.S. in Finance with a concentration in Value Investing from Fordham University. He is also FINRA registered holding his Series 7, 66, 9, and 10.

          Born and raised in Queens, NY, Anthony likes to spend his time outside the office with friends and family, sports (both playing and watching), and exploring New York City.

                3 Manhattanville Rd
                2nd Floor
                Purchase, NY 10577
                anthony.diperri@ubs.com
                Anthony DiPerri
                3 Manhattanville Rd,Purchase,NY,10577
              • Danielle Fujioka

                Danielle Fujioka

                Director

                Supervisory Officer

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                • CT
                • MA
                • NJ
                • NY

                      600 Washington Blvd
                      Stamford, CT 06901
                      danielle.fujioka@ubs.com
                      Danielle Fujioka
                      600 Washington Blvd,Stamford,CT,06901
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                      Matthew Mintz

                      Director

                      Admin Manager

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                      • NY

                            1055 Franklin Avenue
                            Garden City, NY 11530
                            matthew.l.mintz@ubs.com
                            Matthew Mintz
                            1055 Franklin Avenue,Garden City,NY,11530
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                            Charlene Carlino

                            Branch Office Administrator

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                                    600 Washington Blvd
                                    Stamford, CT 06901
                                    charlene.carlino@ubs.com
                                    Charlene Carlino
                                    600 Washington Blvd,Stamford,CT,06901
                                  Three generations in apple orchard

                                  Turn possibilities into a plan

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                                  A leading global wealth manager

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                                  Tariffs, volatility and your portfolio

                                  Are you ready?

                                  In the first 100 days of a second Trump administration, policy uncertainty continues to dominate. Do you have questions about the impact of tariffs, inflation and geopolitical developments on your investment strategy?

                                  We’re here to help you make sense of it all and move forward with confidence. Make sure your portfolio is prepared for ongoing market volatility.

                                  A leader in wealth management

                                  Backed by the strength of our parent company, UBS AG

                                  $6 trn

                                  UBS Group invested assets
                                  As of 12/31/2024

                                  51 countries

                                  Our global footprint

                                  Global leader

                                  UBS is a leading and truly global wealth manager

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