How can you pursue what matters most?

Where are you today and where do you want to be tomorrow? We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals.

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How UBS empowers our financial advisors

UBS Advisors are among the top in the industry. They’re backed by a wealth management leader with insights into key global markets and 160 years’ experience providing best-in-class advice and solutions to some of the world’s wealthiest individuals and families.

Explore if UBS is the right fit for you

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

Kathleen Ferraro

Executive Director

Market Director
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
Kathleen "Kathy" Ferraro serves as Market Director and Executive Director for the UBS Greater New York Market. Kathy oversees the Greenwich CT and Stamford CT Wealth Management and Private Wealth Management offices. She has extensive experience in the financial services industry. Prior to joining UBS in May of 2025, Kathleen was the Market Manager for Morgan Stanley for the South Shore of Boston and the Cape. Prior to Morgan Stanley she was at Gruntal & Company in Stamford CT and The First National Bank of Chicago in New York City. Kathleen was a President’s Council Advisor at Smith Barney before she changed course and joined the management team.

Her main objective is to be a partner with her advisors and employees to deliver world-class service to their High Net Worth and Ultra High Net Work clients and prospects. She is an advocate for her people and growth minded. In 2020, she was inducted into Morgan Stanley's MAKER's Class of 2020. She is a passionate advocate for authenticity, diversity, and inclusion.

Kathleen holds a degree in Business and Marketing from The University of Tampa. She and her husband, Anthony, have three children, Vincent; Gabriella; and Anthony, Jr. live in Greenwich CT.

Kathleen supports numerous charitable organizations, including Cooley’s Anemia Foundation, The American Cancer Society, St. Jude’s Children’s Hospital, The Gravinese Mutual Aid Society, and others. Lifting up the next generation of female professionals is a passion of Kathleen’s. She is involved with Invest in Girls and Power to Fly, both of which promote financial literacy for girls and help them prepare for the workplace through mentoring, coaching and resume assistance.
100 West Putnam Ave
2nd Floor
Greenwich, CT 06830

kathleen.ferraro@ubs.com

Kathleen Ferraro

100 West Putnam Ave,Greenwich,CT,06830
Danielle Fujioka

Director

Supervisory Officer
View bio
- CT
- MA
- NJ
- NY
600 Washington Blvd
Stamford, CT 06901

danielle.fujioka@ubs.com

Danielle Fujioka

600 Washington Blvd,Stamford,CT,06901
Matthew Mintz

Director

Admin Manager
View bio
- NY
1055 Franklin Avenue
Garden City, NY 11530

matthew.l.mintz@ubs.com

Matthew Mintz

1055 Franklin Avenue,Garden City,NY,11530
Charlene Carlino

Branch Office Administrator
View bio
600 Washington Blvd
Stamford, CT 06901

charlene.carlino@ubs.com

Charlene Carlino

600 Washington Blvd,Stamford,CT,06901

Kathleen Ferraro

Executive Director

Market Director
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
Kathleen "Kathy" Ferraro serves as Market Director and Executive Director for the UBS Greater New York Market. Kathy oversees the Greenwich CT and Stamford CT Wealth Management and Private Wealth Management offices. She has extensive experience in the financial services industry. Prior to joining UBS in May of 2025, Kathleen was the Market Manager for Morgan Stanley for the South Shore of Boston and the Cape. Prior to Morgan Stanley she was at Gruntal & Company in Stamford CT and The First National Bank of Chicago in New York City. Kathleen was a President’s Council Advisor at Smith Barney before she changed course and joined the management team.

Her main objective is to be a partner with her advisors and employees to deliver world-class service to their High Net Worth and Ultra High Net Work clients and prospects. She is an advocate for her people and growth minded. In 2020, she was inducted into Morgan Stanley's MAKER's Class of 2020. She is a passionate advocate for authenticity, diversity, and inclusion.

Kathleen holds a degree in Business and Marketing from The University of Tampa. She and her husband, Anthony, have three children, Vincent; Gabriella; and Anthony, Jr. live in Greenwich CT.

Kathleen supports numerous charitable organizations, including Cooley’s Anemia Foundation, The American Cancer Society, St. Jude’s Children’s Hospital, The Gravinese Mutual Aid Society, and others. Lifting up the next generation of female professionals is a passion of Kathleen’s. She is involved with Invest in Girls and Power to Fly, both of which promote financial literacy for girls and help them prepare for the workplace through mentoring, coaching and resume assistance.
100 West Putnam Ave
2nd Floor
Greenwich, CT 06830

kathleen.ferraro@ubs.com

Kathleen Ferraro

100 West Putnam Ave,Greenwich,CT,06830
Danielle Fujioka

Director

Supervisory Officer
View bio
- CT
- MA
- NJ
- NY
600 Washington Blvd
Stamford, CT 06901

danielle.fujioka@ubs.com

Danielle Fujioka

600 Washington Blvd,Stamford,CT,06901
Matthew Mintz

Director

Admin Manager
View bio
- NY
1055 Franklin Avenue
Garden City, NY 11530

matthew.l.mintz@ubs.com

Matthew Mintz

1055 Franklin Avenue,Garden City,NY,11530
Charlene Carlino

Branch Office Administrator
View bio
600 Washington Blvd
Stamford, CT 06901

charlene.carlino@ubs.com

Charlene Carlino

600 Washington Blvd,Stamford,CT,06901

Turn possibilities into a plan

What’s really important to you—today and for the long term? UBS Wealth Way starts with questions and discussions that can help you organize your financial life into three key dimensions: Liquidity—to help provide cash flow for short-term expenses, Longevity—for longer-term needs and Legacy—for needs that go beyond your own.

^{UBS Wealth Way is an approach incorporating Liquidity. Longevity. Legacy. strategies that UBS Financial Services Inc. and our Financial Advisors can use to assist clients in exploring and pursuing their wealth management needs and goals over different time frames. This approach is not a promise or guarantee that wealth, or any financial results, can or will be achieved. All investments involve the risk of loss, including the risk of loss of the entire investment. Time frames may vary. Strategies are subject to individual client goals, objectives and suitability.}

House View Monthly

A leading global wealth manager

Texas flood relief

Support and resources

Our UBS Optimus Foundation in the US is directly supporting emergency response, relief and reconstruction activities in Texas through our partnerships with World Central Kitchen and Team Rubicon. You can support these organizations and pool funds, together with Optimus, to increase their ability to support communities in Texas. In addition, any client donation to one of our Optimus partners will receive a 10% match from UBS.

Learn how you can get involved and make an impact through the UBS Optimus Foundation.

^{The UBS Optimus Foundation is a global network of separately organized and regulated, tax-exempt, charitable organizations, founded and managed by UBS, that make grants and other financial contributions to implementing partner organizations aligned with their values and objectives.}

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A leader in wealth management

Backed by the strength of our parent company, UBS AG

^$6 trn

UBS Group invested assets
As of 12/31/2024

51 countries

Our global footprint

Global leader

UBS is a leading and truly global wealth manager

How can you pursue what matters most?

How UBS empowers our financial advisors

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Pursuing your goals together

Kathleen Ferraro

Danielle Fujioka

Matthew Mintz

Charlene Carlino