How can you pursue what matters most?

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Where are you today and where do you want to be tomorrow? We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals.

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Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Ed emanuel

    Edward Emanuel

    Executive Director

    Complex Director

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    • CT
    • FL
    • MA
    • NJ
    • NY

    Ed has 38 years of experience in the financial services industry, and currently leads the wealth management business for UBS as the Complex Director in Fairfield County, Connecticut, working with UBS’s financial advisor teams and their high net worth clients, in the Greenwich, Stamford and Westport offices.

    Ed has worked for UBS and predecessor firm PaineWebber for 38 years in a variety of roles. For the last 25 years, Ed has been in branch offices in different management capacities, and has been the Fairfield County Complex Director since 2020 and before that the Greenwich Branch Manager since 2008. Ed grew up in New York City and received his education at Xavier High School in Manhattan and the University of Virginia in Charlottesville, Virginia. He and his wife Sue, who also works at UBS as a managing director, live in Manhattan and have two adult children, and they enjoy tennis, skiing, traveling, and community volunteering.

      • University of Virginia
        100 West Putnam Ave
        2nd Floor
        Greenwich, CT 06830
      • James-Miller

        Jim Miller

        Director

        Assistant Market Head

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        • CT
        • NJ
        • NY

        Jim Miller joined UBS is 2012 and is the Assistant Market Head for the Soundview Market.

        In his role as Assistant Market Head Jim is focused on supporting and driving business growth for approximately 200 Financial Advisors in eight locations overseeing more than 30 billion in assets.

        Prior to joining UBS, Jim’s Financial Services career spanned roles in consulting and management including as a producing Branch Manager at AXA Private Markets and the Director of Compliance and Operations at MetLife Securities.  

        Jim is NYS Insurance licensed and holds FINRA Series 4, 7, 24, 53, 66 licenses. Jim holds a Bachelor’s of Science in Psychology from Saint Louis University and a Masters of Business Administration from Iona College.

        Jim lives in New Rochelle, NY with his wife Pam.  He is a passionate outdoorsman having spent time as a certified river guide, as well as ski, kayaking, and stand-up paddleboard instructor.

          • Saint Louis University, Bachelor's of Science in Psychology
          • Iona College, Masters of Business Administration
            709 Westchester Avenue
            Suite 400
            White Plains, NY 10604
          • Thomas Maker

            Thomas Maker

            Director

            Admin Manager

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            • CT

            Tom is the Complex Administrative Officer for the Stamford Branch, supervising day to day activities of all Client Sales and Wealth Strategy Associates within Fairfield County. 

            Tom has over 30 years of experience in the financial services industry in a variety of roles  including regulatory oversight at the New York Stock Exchange and as a Supervisory Manager for the JP Morgan Private Bank.  Tom has also held previous Complex management roles for branch locations in New York City and Fairfield County.

            Tom holds the Series 3, 4, 7, 9, 10, 23 and 63 licenses and has a Bachelor of Science in Business Economics from Southern Connecticut State University in New Haven, CT.  In his free time, Tom enjoys traveling, playing golf and spending time with family.

              • Southern Connecticut State University , Bachelors of Science in Business Economics
                600 Washington Blvd
                Stamford, CT 06901
              • Danielle Fujioka

                Danielle Fujioka

                Director

                Supervisory Officer

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                • CT
                • MA
                • NJ
                • NY
                      750 Washington Blvd
                      11th Floor
                      Stamford, CT 06901
                    Education financing

                    Education financing

                    Retirement planning

                    Retirement planning

                    Multigenerational planning

                    Multigenerational planning

                    A way forward

                    Understanding your life, your wealth and what you want to accomplish.

                    We ask the questions and find the answers that can help you explore and pursue your financial goals in the short term, long term or whatever your terms may be.

                    Let's talk about how we can help you plan for the life you want

                    Our approach incorporates Liquidity. Longevity. Legacy. strategies to assist clients in exploring and pursuing their wealth management needs and goals over different time frames. This approach is not a promise or guarantee that wealth, or any financial results, can or will be achieved. All investments involve the risk of loss, including the risk of loss of the entire investment.

                    Backed by the strength of UBS

                    A global leader in wealth management

                    $3.3 trillion

                    In invested assets globally 
                    As of 12/31/2021

                    51 countries

                    Our global footprint

                    Global leader

                    UBS is a world-leading wealth manager

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