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• CT
• FL
• MA
• NJ
• NY

Ed has 38 years of experience in the financial services industry, and currently leads the wealth management business for UBS as the Complex Director in Fairfield County, Connecticut, working with UBS’s financial advisor teams and their high net worth clients, in the Greenwich, Stamford and Westport offices.

Ed has worked for UBS and predecessor firm PaineWebber for 38 years in a variety of roles. For the last 25 years, Ed has been in branch offices in different management capacities, and has been the Fairfield County Complex Director since 2020 and before that the Greenwich Branch Manager since 2008. Ed grew up in New York City and received his education at Xavier High School in Manhattan and the University of Virginia in Charlottesville, Virginia. He and his wife Sue, who also works at UBS as a managing director, live in Manhattan and have two adult children, and they enjoy tennis, skiing, traveling, and community volunteering.

• University of Virginia

• CT
• NJ
• NY

Jim Miller joined UBS is 2012 and is the Assistant Market Head for the Soundview Market.

In his role as Assistant Market Head Jim is focused on supporting and driving business growth for approximately 200 Financial Advisors in eight locations overseeing more than 30 billion in assets.

Prior to joining UBS, Jim’s Financial Services career spanned roles in consulting and management including as a producing Branch Manager at AXA Private Markets and the Director of Compliance and Operations at MetLife Securities.  

Jim is NYS Insurance licensed and holds FINRA Series 4, 7, 24, 53, 66 licenses. Jim holds a Bachelor’s of Science in Psychology from Saint Louis University and a Masters of Business Administration from Iona College.

Jim lives in New Rochelle, NY with his wife Pam.  He is a passionate outdoorsman having spent time as a certified river guide, as well as ski, kayaking, and stand-up paddleboard instructor.

• Saint Louis University, Bachelor's of Science in Psychology
• Iona College, Masters of Business Administration

• CT

Tom is the Complex Administrative Officer for the Stamford Branch, supervising day to day activities of all Client Sales and Wealth Strategy Associates within Fairfield County. 

Tom has over 30 years of experience in the financial services industry in a variety of roles  including regulatory oversight at the New York Stock Exchange and as a Supervisory Manager for the JP Morgan Private Bank.  Tom has also held previous Complex management roles for branch locations in New York City and Fairfield County.

Tom holds the Series 3, 4, 7, 9, 10, 23 and 63 licenses and has a Bachelor of Science in Business Economics from Southern Connecticut State University in New Haven, CT.  In his free time, Tom enjoys traveling, playing golf and spending time with family.

• Southern Connecticut State University , Bachelors of Science in Business Economics

• CT
• MA
• NJ
• NY