Experience

Makes all the difference

Joseph P. Lombardo Jr.

Executive Director

Market Director

Joe Lombardo, a seasoned leader with over 30 years of experience in wealth management, currently serves as the Market Director of the UBS Florham Park, Short Hills and Westfield Office. A 20-year veteran of UBS, Joe has a proven track record of fostering strong relationships with Financial Advisors and team associates. His leadership journey includes successfully managing the White Plains office from 2012 to 2020 and more recently leading the 1251 Avenue of the Americas office in NYC for two and a half years.

Joe began his career as a Financial Advisor and has held various leadership roles at UBS, including Complex Director and Branch Manager. He also served as Head of Leadership and Future Talent Development, bringing valuable home office experience. Known for his strategic mindset and collaborative leadership style, Joe is committed to providing a platform of respect, advocacy, stability, and growth for his teams.

Education:
• B.A. in Finance, Baruch College
• M.B.A. in Marketing, Wagner College
• Graduate program, Securities Industry Institute, Wharton School of Business

Joe resides in Fairfield, NJ, with his wife and three children, and is excited to bring his extensive experience back to the local NJ market.

Registered States:
  • AK
  • AL
  • AR
  • AZ
  • CA
  • CO
  • CT
  • DC
  • DE
  • FL
  • GA
  • HI
  • IA
  • ID
  • IL
  • IN
  • KS
  • KY
  • LA
  • MA
  • MD
  • ME
  • MI
  • MN
  • MO
  • MS
  • NC
  • ND
  • NE
  • NH
  • NJ
  • NM
  • NV
  • NY
  • OH
  • OK
  • OR
  • PA
  • PR
  • RI
  • SC
  • SD
  • TN
  • TX
  • UT
  • VA
  • VT
  • WA
  • WI
  • WV
  • WY
51 JFK Parkway
Suite 303
Short Hills, NJ 07078

Email Me

joseph.lombardo@ubs.com
Joseph P. Lombardo Jr.
51 JFK Parkway,Short Hills,NJ,07078

Kathleen Sheehan

Director

Admin Manager

Registered States:
  • AL
  • AR
  • DC
  • FL
  • HI
  • IN
  • MA
  • MD
  • ME
  • MI
  • MT
  • NE
  • NH
  • NJ
  • NY
  • OK
  • OR
  • PA
  • RI
  • SC
  • SD
  • TX
  • UT
  • VA
  • VT
  • WA
  • WY
109 North Avenue
2nd Floor
Westfield, NJ 07090

Email Me

kathleen.sheehan@ubs.com
Kathleen Sheehan
109 North Avenue,Westfield,NJ,07090

David Morrison

Director

Supervisory Officer

Registered States:
  • NJ
Home Worker NJ
Home Worker NJ, NJ 000

Email Me

david.morrison@ubs.com
David Morrison
Home Worker NJ,Home Worker NJ,NJ,000

Sherry Swenson

Director

Branch Operations Manager

Sherry is the Market Service Manager for the Northern New Jersey Market. With over 30 years of operational and management experience, Sherry handles the day to day operations of the Westfield Office. She joined PaineWebber as a Sales Assistant with a small branch and held many positions during her tenure including Assistant to the Branch Manager, Operations Manager, and Administrative Manager. She joined the Paramus Office in 2008 as a Compliance Analyst and then as an Operations Manager. Sherry has the expertise and has developed relationships in all areas of home office that help her solve the most complex issues for Financial Advisors and Team Associates.

Sherry holds FINRA Series 7, 9, 10 and 66 licenses. Sherry earned a Bachelor of Arts in Economics from Douglass College, Rutgers University. Sherry is married with two children and currently resides in Oakland, NJ. In her free time she volunteers with her children's high school
athletics teams fundraisers, spends quality time with her family skiing and playing soccer.

Registered States:
  • NJ
61 South Paramus Road
Mack Center IV, 4th Floor
Paramus, NJ 07652

Email Me

sherry.swenson@ubs.com
Sherry Swenson
61 South Paramus Road,Paramus,NJ,07652

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