Global insight. Opportunities worldwide.

LI Sound

Where are you today and where do you want to be tomorrow? We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals.

NY CT Locations 2024

Global Capability with Premier Leadership

Recognized as the Best Bank in North America for Wealth Management (source: Euromoney, 2021), UBS has financial advisors who are best-in-class in the industry. Locally in the Soundview Market, our advisor teams enjoy the best of both worlds: the resources of a global wealth management firm – the only true global platform servicing high net worth and ultra high net worth clients – and a strong local leadership team who are focused on what’s important – serving our advisors and our clients in every way, as conveyed in our Soundview hashtag.

#BestTeamBestPeopleBestCulture

  • Mara Glassel

    Mara Glassel

    Managing Director

    Market Executive

    • image
    • image
    • AK
    • AL
    • AR
    • AZ
    • CA
    • CO
    • CT
    • DC
    • DE
    • FL
    • GA
    • HI
    • IA
    • ID
    • IL
    • IN
    • KS
    • KY
    • LA
    • MA
    • MD
    • ME
    • MI
    • MN
    • MO
    • MS
    • MT
    • NC
    • ND
    • NE
    • NH
    • NJ
    • NM
    • NV
    • NY
    • OH
    • OK
    • OR
    • PA
    • PR
    • RI
    • SC
    • SD
    • TN
    • TX
    • UT
    • VA
    • VI
    • VT
    • WA
    • WI
    • WV
    • WY

    Mara brings a unique blend of knowledge, experience, and advocacy for Financial Advisors to her role as Market Executive. Mara began her career on the investment side in the equity business, later moving onto the liability side, driving the lending business, before becoming the Head of National Sales for Wealth Management. Recognized as a leader in the organization, Mara has been the recipient of internal leadership awards as well as being inducted into the YWCA-NYC Academy of Women Achievers. She brings this leadership, experience, and advocacy to the Greater New York Metro Market.

     

    As a Managing Director and Market Executive of the Greater New York Market, Mara oversees 18 UBS offices across Long Island, Westchester, Connecticut, and New Jersey. Mara has consistently outperformed for nearly a decade building and growing the Market of choice for high net worth and ultra-high net worth clients, as well as employees. She is committed to efficiency, developing applicable solutions, and using a wide variety of resources and strategies to assist Financial Advisors in their growth. As an active Leadership Council Member and facilitator of Leading the Future, Mara proves to focus her efforts on strengthening the industry’s leaders in hopes of achieving the premier wealth management experience for all. Mara’s combination of culture, strong sense of client focus and ability in helping Financial Advisors speaks volumes to her success in the field.

     

    In her previous role as Head of National Sales for Wealth Management Americas, Mara oversaw the management and coordination of the firm’s sales strategy in partnership with senior leadership, field management and other key stakeholders across UBS AG. Among her accomplishments was building—from ground up best-in-class coaching and teaming platforms.

     

          709 Westchester Avenue
          Suite 400
          White Plains, NY 10604
          mara.glassel@ubs.com
          Mara Glassel
          709 Westchester Avenue,White Plains,NY,10604
        • John Houlihan

          John Houlihan

          Managing Director

          Market Director

          • image
          • image
          • image
          • FL
          • NJ
          • NY

          John joined UBS in 2015. John is a Market Director and brand ambassador for the entire Greater New York Metro Market. John believes that collaboration and commitment to both his clients and advisors are the keys to retention and growth. John splits his time between all of the branches.

          John has spent his entire career in the financial services industry, starting as a Financial Advisor at Morgan Stanley/Dean Witter in 1993.  He moved into branch management in 1997 running the Smithtown, NY office and went on to hold key management positions in NYC, Connecticut and Atlanta, GA.

          Prior to joining UBS, John spent three years at Barclays Wealth Management as the Atlanta Regional Manager where he was responsible for all aspects of the Wealth Management business in the region including growing the High Net Worth and Ultra High Net Worth Business.  

          In addition to his commitment to his clients and advisors, John takes an active role in his community.

          John holds FINRA Series 3, 7, 8, 31, 63 securities licenses.  He received his B.S. in Management from Bentley University.

            • Bentley University, B.S. in Management
              58 South Service Road
              Suite 310
              Melville, NY 11747
              amanda.librizzi@ubs.com
              John Houlihan
              58 South Service Road,Melville,NY,11747
            • Amanda Librizzi

              Amanda Librizzi

              Executive Director

              Market Director

              • image
              • image
              • image
              • AK
              • AL
              • AR
              • AZ
              • CA
              • CO
              • CT
              • DC
              • DE
              • FL
              • GA
              • HI
              • IA
              • ID
              • IL
              • IN
              • KS
              • KY
              • LA
              • MA
              • MD
              • ME
              • MI
              • MN
              • MO
              • MS
              • MT
              • NC
              • ND
              • NE
              • NH
              • NJ
              • NM
              • NV
              • NY
              • OK
              • OR
              • PA
              • PR
              • RI
              • SC
              • SD
              • TN
              • TX
              • UT
              • VA
              • VI
              • VT
              • WA
              • WI
              • WV
              • WY

              Amanda Librizzi is an Executive Director at UBS Financial Services and serves as the Senior Market Director for Long Island & Westchester, leading the Garden City, Jericho & Purchase, NY office(s), with additional strategic focus in Melville & Southampton. As a Senior Market Director, Amanda is focused on supporting the growth of the Financial Advisors across the market through ongoing coaching and being their partner in navigating and "delivering the firm" for our High Net Worth and Ultra High Net Worth clients and prospects.

               

              In her 15+ year tenure with UBS, Amanda has held various roles in the Private Bank, Client Advisory Group, FA Recruiting and Branch Management bringing a background of sales, strategy and talent management to her role. She holds several securities licenses: series 3 (commodities), series 7 (securities representative), 66 (investment advisor), 9 (securities sales supervisor/options) and 10 (general securities sales supervisor), as well as accident and health, variable life insurance and annuities licenses.

               

              Amanda graduated from Syracuse University with a BS in Sociology and a Minor in Communications. She lives on Long Island with her Husband, Joe, their son, Landon and daughter, Ava.

                • Syracuse University, BS in Sociology
                  One Jericho Plaza
                  Jericho, NY 11753
                  amanda.librizzi@ubs.com
                  Amanda Librizzi
                  One Jericho Plaza,Jericho,NY,11753
                • Helen Minieristacy

                  Helen Minieri Stacy CFP®

                  Senior Vice President–Wealth Management

                  Executive Director, Branch Manager

                  • image
                  • image
                  • image
                  • AK
                  • AL
                  • AZ
                  • CA
                  • CO
                  • CT
                  • DC
                  • DE
                  • FL
                  • GA
                  • HI
                  • IA
                  • ID
                  • IL
                  • IN
                  • KS
                  • KY
                  • LA
                  • MA
                  • MD
                  • ME
                  • MI
                  • MN
                  • MT
                  • NC
                  • NH
                  • NJ
                  • NM
                  • NV
                  • NY
                  • OR
                  • PA
                  • RI
                  • SC
                  • TN
                  • TX
                  • UT
                  • VA
                  • VT
                  • WA
                  • WI
                  • WV
                  • WY

                  Helen Minieri Stacy, CFP®, joined the UBS Southampton office in 2004.  She is an Executive Director, Branch Manager and Senior Vice President – Wealth Management.  Her responsibilities include supervising the office, as well as, providing holistic wealth management and retirement planning to high net worth individuals, their families and businesses.

                  Under her leadership, the Southampton office is dedicated to fostering an excellent client experience and partnering with clients to pursue what matters most in their lives through UBS Wealth Way. The branch culture is unique for the financial industry, it focuses on volunteerism and community involvement.

                  Her professional credentials include being  FINRA registered with Series 3,7, 8, 63, and 65 along with life insurance and variable annuity licenses.  Her financial career began in 1988 on Wall Street and she relocated to the Hamptons in 1991.

                  She supports women's initiatives, was the Past President of East End Women's Network (2016-2018) and voted by her peers as 2019 Women of the Year. She supports their annual EEWN Scholarship program.

                  Helen holds a Bachelor of Arts degree in Education from St. Joseph's College, Brooklyn, New York.  Her studies continued at Southampton Campus of Long Island University, where she completed the Certified Financial Planning Program and became a Certified Financial Planner in 2003.

                  She enjoys being outdoors, playing tennis, golf, kayaking and spending time cooking with her husband and family.

                  • Forbes Top Women Wealth Advisors Best-in-State, 2022, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in February based on information from a 12 month period ending September of the prior year.

                    • Executive Director, Branch Manager
                    • CERTIFIED FINANCIAL PLANNER®
                    • Private Wealth Advisor
                    8 Main Street
                    Southampton, NY 11968
                    helen.minieristacy@ubs.com
                    Helen Minieri Stacy CFP®
                    8 Main Street,Southampton,NY,11968
                  • Glenn DePalma

                    Glenn DePalma

                    Executive Director

                    Market Director

                    • image
                    • image
                    • image
                    • AK
                    • AL
                    • AR
                    • AZ
                    • CA
                    • CO
                    • CT
                    • DC
                    • DE
                    • FL
                    • GA
                    • HI
                    • IA
                    • ID
                    • IL
                    • IN
                    • KS
                    • KY
                    • LA
                    • MA
                    • MD
                    • ME
                    • MI
                    • MN
                    • MO
                    • MT
                    • NC
                    • NE
                    • NH
                    • NJ
                    • NM
                    • NV
                    • NY
                    • OK
                    • OR
                    • PA
                    • PR
                    • RI
                    • SC
                    • TN
                    • TX
                    • UT
                    • VA
                    • VT
                    • WA
                    • WI
                    • WV
                    • WY

                    Glenn DePalma is an Executive Director at UBS Financial Services and serves as the Market Director for the Melville, NY office.

                    Glenn has been in the financial services industry since 1992. He started his career as a Financial Advisor/Registered Representative at TD Ameritrade where he spent the majority of his early career. He also served in various management roles within that organization such as Branch Manager of their largest U.S. retail office, manager of their East Coast call center and V.P. of Trade Support and Electronic Trading Units. He eventually became the Senior Compliance Officer for TD’s clearing broker-dealer, National Investor Services Corp. Glenn joined UBS in 2007 as a member of the Compliance Risk Assessment Group and then Control Officer of the 1285 Avenue of the Americas Branch.

                    In 2011, Glenn joined the Garden City Branch as a Complex Administrative Manager and in November 2013 returned to the 1285 Complex as the Lead Control Officer. In July 2016 Glenn was promoted to Assistant Complex Director for the Private Wealth Management branch within the 1285 Complex and shortly afterwards he joined what is now known as the Long Island Complex of the Soundview Market. In 2022, Glenn was promoted to his current position as Market Director.

                          58 South Service Road
                          Suite 310
                          Melville, NY 11747
                          glenn.depalma@ubs.com
                          Glenn DePalma
                          58 South Service Road,Melville,NY,11747
                        • Jim Miller

                          Jim Miller

                          Executive Director

                          Market Director

                          • image
                          • image
                          • image
                          • AK
                          • AL
                          • AR
                          • AZ
                          • CA
                          • CO
                          • CT
                          • DC
                          • DE
                          • FL
                          • GA
                          • HI
                          • IA
                          • ID
                          • IL
                          • IN
                          • KS
                          • KY
                          • LA
                          • MA
                          • MD
                          • ME
                          • MI
                          • MN
                          • MO
                          • MS
                          • MT
                          • NC
                          • NE
                          • NH
                          • NJ
                          • NM
                          • NV
                          • NY
                          • OH
                          • OK
                          • OR
                          • PA
                          • PR
                          • RI
                          • SC
                          • SD
                          • TN
                          • TX
                          • UT
                          • VA
                          • VI
                          • VT
                          • WA
                          • WI
                          • WV
                          • WY

                          Jim Miller joined UBS is 2012 and is the Associate Market Executive for the Soundview Market.

                          In his role as Associate Market Executive, Jim is focused on supporting and driving business growth for approximately 200 Financial Advisors in eight locations overseeing more than 30 billion in assets.

                          Prior to joining UBS, Jim’s Financial Services career spanned roles in consulting and management including as a producing Branch Manager at AXA Private Markets and the Director of Compliance and Operations at MetLife Securities.  

                          Jim is NYS Insurance licensed and holds FINRA Series 4, 7, 24, 53, 66 licenses. Jim holds a Bachelor’s of Science in Psychology from Saint Louis University and a Masters of Business Administration from Iona College.

                          Jim lives in New Rochelle, NY with his wife Pam. He is a passionate outdoorsman having spent time as a certified river guide, as well as ski, kayaking, and stand-up paddleboard instructor.

                            • Saint Louis University, Bachelor's of Science in Psychology
                            • Iona College, Masters of Business Administration
                              8 Wright Street
                              3rd Floor
                              Westport, CT 06880
                              jim.miller@ubs.com
                              Jim Miller
                              8 Wright Street,Westport,CT,06880
                            • DiPerri

                              Anthony DiPerri

                              Associate Director

                              Associate Market Executive

                              • image
                              • image
                              • AL
                              • AR
                              • CT
                              • DC
                              • FL
                              • HI
                              • IN
                              • MA
                              • MD
                              • ME
                              • MI
                              • MT
                              • NE
                              • NH
                              • NJ
                              • NY
                              • OK
                              • OR
                              • PA
                              • SD
                              • UT
                              • VT

                              As the Complex Admin Manager, Anthony is responsible for hiring, training, developing, and supervising staff, as well as ensuring efficient branch administration and a positive experience for the clients we serve. Prior to this role, Anthony served as a Digital Specialist, focused on training financial advisors and their teams on the utilization of digital tools and technology to create efficiencies in their practice and help grow the business.

                              Anthony earned his B.S. in Finance with a concentration in Value Investing from Fordham University. He is also FINRA registered holding his Series 7, 66, 9, and 10.

                              Born and raised in Queens, NY, Anthony likes to spend his time outside the office with friends and family, sports (both playing and watching), and exploring New York City.

                                    3 Manhattanville Rd
                                    2nd Floor
                                    Purchase, NY 10577
                                    anthony.diperri@ubs.com
                                    Anthony DiPerri
                                    3 Manhattanville Rd,Purchase,NY,10577
                                  • D'Amica

                                    Gabriel D'Amica

                                    Executive Director

                                    Market Director

                                    • image
                                    • image
                                    • image
                                    • AL
                                    • AR
                                    • CT
                                    • DC
                                    • FL
                                    • HI
                                    • IN
                                    • MA
                                    • MD
                                    • ME
                                    • MI
                                    • MT
                                    • NE
                                    • NH
                                    • NJ
                                    • OK
                                    • OR
                                    • PA
                                    • RI
                                    • SD
                                    • UT
                                    • VA
                                    • VT

                                    Steadiness

                                    It comes from experience.

                                    Gabe joined UBS in 2016 and is currently Market Director of the UBS Hartford, New Haven, and New London branch offices.  Gabe has been in the Wealth Management Industry for over 25 years, beginning his career as a Financial Advisor and Branch Manager at Morgan Stanley Smith Barney.  In 2010, Gabe moved to Merrill Lynch and assumed various roles as COO Merrill Lynch, New England Region; Vice President, Capacity & Initiative Management; Vice President, Sales Manager Merrill Edge. 

                                    Gabe received his Bachelor of Science in Textile Technology & Design from the Fashion Institute of Technology and an MBA from Northeastern University in Corporate Finance.

                                    Originally from Bronx, New York, and currently resides in CT with his wife Barb.  Gabe enjoys skiing and biking (mountain and road).  

                                          One State Street
                                          Suite 1600
                                          Hartford, CT 06103
                                          gabriel.damica@ubs.com
                                          Gabriel D'Amica
                                          One State Street,Hartford,CT,06103
                                        • image

                                          John Geoghan

                                          Managing Director

                                          Market Director

                                          • image
                                          • image
                                          • image
                                          • AL
                                          • AR
                                          • AZ
                                          • CA
                                          • CO
                                          • CT
                                          • DC
                                          • DE
                                          • FL
                                          • HI
                                          • IA
                                          • ID
                                          • IL
                                          • IN
                                          • KS
                                          • MA
                                          • MD
                                          • ME
                                          • MI
                                          • MN
                                          • MO
                                          • MS
                                          • MT
                                          • NC
                                          • ND
                                          • NH
                                          • NJ
                                          • NM
                                          • NV
                                          • NY
                                          • OH
                                          • OK
                                          • OR
                                          • PA
                                          • TX
                                          • UT
                                          • VI
                                          • VT
                                          • WI
                                          • WV
                                          • WY

                                                500 Campus Drive
                                                Florham Park, NJ 07932
                                                john.geoghan@ubs.com
                                                John Geoghan
                                                500 Campus Drive,Florham Park,NJ,07932
                                              • madsen

                                                Michele Madsen

                                                Executive Director

                                                Market Director

                                                • image
                                                • image
                                                • image
                                                • NJ
                                                • VA

                                                As Market Director of the UBS Wealth Management Red Bank and Wall, NJ offices, Michele serves as an advocate and partner to the financial advisors and team associates that deliver complete wealth management advice to their clients. Her top priority is to clear roadblocks to enable our financial advisors and team associates to focus on what they do best, helping clients achieve their personal and financial goals.

                                                Prior to this role Michele was an Assistant Market Head for the Northern NJ Market supporting 8 offices in NJ with a focus on sales support.

                                                Michele grew up in Red Bank, NJ and graduated from The College of New Jersey with a B.S. in Accounting.  She currently lives in Red Bank, NJ and enjoys trying new local restaurants, the jersey shore beaches and Siesta Key Florida.

                                                      140 Broad Street
                                                      Suite 100
                                                      Red Bank, NJ 07701
                                                      michele.madsen@ubs.com
                                                      Michele Madsen
                                                      140 Broad Street,Red Bank,NJ,07701
                                                    • lombardo

                                                      Joseph Lombardo

                                                      Executive Director

                                                      Market Director

                                                      • image
                                                      • image
                                                      • image
                                                      • AK
                                                      • AL
                                                      • AR
                                                      • AZ
                                                      • CA
                                                      • CO
                                                      • CT
                                                      • DC
                                                      • DE
                                                      • FL
                                                      • GA
                                                      • HI
                                                      • IA
                                                      • ID
                                                      • IL
                                                      • IN
                                                      • KS
                                                      • KY
                                                      • LA
                                                      • MA
                                                      • MD
                                                      • ME
                                                      • MI
                                                      • MN
                                                      • MO
                                                      • MS
                                                      • NC
                                                      • ND
                                                      • NE
                                                      • NH
                                                      • NJ
                                                      • NM
                                                      • NV
                                                      • NY
                                                      • OH
                                                      • OK
                                                      • OR
                                                      • PA
                                                      • PR
                                                      • RI
                                                      • SC
                                                      • SD
                                                      • TN
                                                      • TX
                                                      • UT
                                                      • VA
                                                      • VT
                                                      • WA
                                                      • WI
                                                      • WV
                                                      • WY

                                                            51 JFK Parkway
                                                            Suite 303
                                                            Short Hills, NJ 07078
                                                            joseph.lombardo@ubs.com
                                                            Joseph Lombardo
                                                            51 JFK Parkway,Short Hills,NJ,07078
                                                          • image

                                                            Maura Poiesz

                                                            Managing Director

                                                            Market Director

                                                            • image
                                                            • image
                                                            • image
                                                            • AL
                                                            • AZ
                                                            • CA
                                                            • CO
                                                            • CT
                                                            • DC
                                                            • DE
                                                            • FL
                                                            • GA
                                                            • HI
                                                            • IL
                                                            • IN
                                                            • KY
                                                            • MA
                                                            • MD
                                                            • ME
                                                            • MI
                                                            • MT
                                                            • NE
                                                            • NH
                                                            • NJ
                                                            • NY
                                                            • OK
                                                            • OR
                                                            • PA
                                                            • SC
                                                            • SD
                                                            • TN
                                                            • TX
                                                            • UT
                                                            • VA
                                                            • VT
                                                            • WI
                                                            • Forbes Top Women Wealth Advisors Best-in-State, 2025The Forbes rating is compiled by Shook Research and awarded annually in February based on information from a 12 month period ending September of the prior year.

                                                                184 Liberty Corner Road
                                                                Suite 101
                                                                Warren, NJ 07059
                                                                maura.poiesz@ubs.com
                                                                Maura Poiesz
                                                                184 Liberty Corner Road,Warren,NJ,07059
                                                              • image

                                                                Ryan Rozniakowski

                                                                Executive Director

                                                                Market Director

                                                                • image
                                                                • image
                                                                • image
                                                                • AK
                                                                • AL
                                                                • AR
                                                                • CO
                                                                • DC
                                                                • FL
                                                                • HI
                                                                • IA
                                                                • IN
                                                                • MA
                                                                • MD
                                                                • ME
                                                                • MI
                                                                • MT
                                                                • NE
                                                                • NH
                                                                • NJ
                                                                • NV
                                                                • OK
                                                                • OR
                                                                • PA
                                                                • SD
                                                                • UT
                                                                • VT
                                                                • WA

                                                                      61 South Paramus Road
                                                                      Mack Center IV, 4th Floor
                                                                      Paramus, NJ 07652
                                                                      ryan.rozniakowski@ubs.com
                                                                      Ryan Rozniakowski
                                                                      61 South Paramus Road,Paramus,NJ,07652
                                                                    • Ferraro

                                                                      Kathleen Ferraro

                                                                      Executive Director

                                                                      Market Director

                                                                      • image
                                                                      • image
                                                                      • AK
                                                                      • AL
                                                                      • AR
                                                                      • AZ
                                                                      • CA
                                                                      • CO
                                                                      • CT
                                                                      • DC
                                                                      • DE
                                                                      • FL
                                                                      • GA
                                                                      • HI
                                                                      • IA
                                                                      • ID
                                                                      • IL
                                                                      • IN
                                                                      • KS
                                                                      • KY
                                                                      • LA
                                                                      • MA
                                                                      • MD
                                                                      • ME
                                                                      • MI
                                                                      • MN
                                                                      • MO
                                                                      • MS
                                                                      • MT
                                                                      • NC
                                                                      • ND
                                                                      • NE
                                                                      • NH
                                                                      • NJ
                                                                      • NM
                                                                      • NV
                                                                      • NY
                                                                      • OH
                                                                      • OK
                                                                      • OR
                                                                      • PA
                                                                      • PR
                                                                      • RI
                                                                      • SC
                                                                      • SD
                                                                      • TN
                                                                      • TX
                                                                      • UT
                                                                      • VA
                                                                      • VI
                                                                      • VT
                                                                      • WA
                                                                      • WI
                                                                      • WV
                                                                      • WY

                                                                      Kathleen "Kathy" Ferraro serves as Market Director and Executive Director for the UBS Greater New York Market. Kathy oversees the Greenwich CT and Stamford CT Wealth Management and Private Wealth Management offices.  She has extensive experience in the financial services industry. Prior to joining UBS in May of 2025, Kathleen was the Market Manager for Morgan Stanley for the South Shore of Boston and the Cape. Prior to Morgan Stanley she was at Gruntal & Company in Stamford CT and The First National Bank of Chicago in New York City.  Kathleen was a President’s Council Advisor at Smith Barney before she changed course and joined the management team.

                                                                       Her main objective is to be a partner with her advisors and employees to deliver world-class service to their High Net Worth and Ultra High Net Work clients and prospects. She is an advocate for her people and growth minded.  In 2020, she was inducted into Morgan Stanley's MAKER's Class of 2020. She is a passionate advocate for authenticity, diversity, and inclusion.

                                                                      Kathleen holds a degree in Business and Marketing from The University of Tampa. She and her husband, Anthony, have three children, Vincent; Gabriella; and Anthony, Jr. live in Greenwich CT.

                                                                      Kathleen supports numerous charitable organizations, including Cooley’s Anemia Foundation, The American Cancer Society, St. Jude’s Children’s Hospital, The Gravinese Mutual Aid Society, and others. Lifting up the next generation of female professionals is a passion of Kathleen’s. She is involved with Invest in Girls and Power to Fly, both of which promote financial literacy for girls and help them prepare for the workplace through mentoring, coaching and resume assistance.

                                                                            100 West Putnam Ave
                                                                            2nd Floor
                                                                            Greenwich, CT 06830
                                                                            kathleen.ferraro@ubs.com
                                                                            Kathleen Ferraro
                                                                            100 West Putnam Ave,Greenwich,CT,06830
                                                                          • gardner

                                                                            Patrick Gardner

                                                                            Director

                                                                            Associate Market Executive

                                                                            • image
                                                                            • image
                                                                            • image
                                                                            • NJ
                                                                            • NY

                                                                            Patrick Gardner is an Associate Director at the firm, working as an Assistant Market Head for the Northern NJ Market in Wealth Management USA.

                                                                            Patrick is a graduate of Fordham University where he majored in Economics and was the captain for the University's division baseball team. He has been at UBS since 2017 where he started in Real Estate Portfolio Management working on general business management and corporate real estate related projects. Prior to joining the Northern New Jersey Market in 2022, Patrick worked for the FA Recruiting Department where he partnered with field leaders to recruit FA talent to the firm.

                                                                            Patrick is originally from Caldwell , NJ and resides in Hoboken. He enjoys playing golf, running and watching sports in his free time.

                                                                                  500 Campus Drive
                                                                                  Florham Park, NJ 07932
                                                                                  patrick.gardner@ubs.com
                                                                                  Patrick Gardner
                                                                                  500 Campus Drive,Florham Park,NJ,07932
                                                                                • image

                                                                                  Christopher Simone

                                                                                  Director

                                                                                  Associate Market Executive

                                                                                  • image
                                                                                  • image
                                                                                  • NJ
                                                                                  • NY

                                                                                        61 South Paramus Road
                                                                                        Mack Center IV, 4th Floor
                                                                                        Paramus, NJ 07652
                                                                                        christopher.simone@ubs.com
                                                                                        Christopher Simone
                                                                                        61 South Paramus Road,Paramus,NJ,07652
                                                                                      • Armando Michelangelo

                                                                                        Director

                                                                                        Market Administrative Officer

                                                                                        Armando is the Market Administrative Officer for the Soundview Market and has over 28 years of financial services related experience. He oversees all administrative and staffing functions while being responsible for 150 Team Associates, 3 Administrative Managers, 3 Branch Office Administrators, and a Market Operations Manager. He joined UBS in 2007 and has been an Operations Manager, Administrative Manager, Complex Administrative Manager, Team Administrative Manager, Assistant Branch Manager and Market Administrative Officer. While working as a Team Administrative Manager, he was responsible for running the day to day operations for a $6 million wealth management team.

                                                                                        In terms of awards, Armando has been recognized with a UBS Leadership Award in 2013 for outstanding service to the firm in creating positive experience for clients. In 2018, he was selected to participate on the UBS AMAC Council, which worked with UBS leadership to help shape the firm’s direction and priorities for the year.

                                                                                        Armando has obtained the CRPC® designation while also holding the Series 3, Series 4, Series 7, Series 9/10, Series 24, and Series 63. In addition, he is also an insurance agent for Life, Accident and Health and Variable Life/Variable Annuities.

                                                                                      • Laura Harlow

                                                                                        Director

                                                                                        Market Supervisory Officer

                                                                                        Laura is the Market Supervisory Officer for the Soundview Market, coordinating supervision across eight offices and four Supervisory Officers.

                                                                                        She began her career at Morgan Stanley in Private Wealth Management in 2005 working with the Sales Management team handling syndicate, compensation, recruiting and onboarding, reporting and events for UHNW clients. From there, she transitioned to a supervisory role as Complex Risk Officer dealing with International, Institutional, DVP/RVP, FX, Futures, Foundation, Family Office, PDP and Individual accounts. Laura brings her experience from both the sales and supervisory roles to work closely with advisors and their teams to find solutions to time-sensitive and complex client issues and requests.

                                                                                        At UBS, she co-chairs the AMAC Council, which works with UBS leadership to help to prioritize the firm's initiatives, and was nominated to the Key Talent Leadership program in 2019.  She received her undergraduate degree from Boston University and her MBA from NYU Stern School of Business.  She maintains her Series 7, 66, 9, 10, 3, and Insurance licenses, and is also a Notary Public.

                                                                                        Originally from Oregon, she lives in Long Island City with her husband and their beagle puppy, and spends as much time as possible on the water during the summer and skiing during the winter months.

                                                                                      • Jim Miller

                                                                                        Associate Market Executive

                                                                                        Jim Miller joined UBS is 2012 and is the Assistant Market Head for the Soundview Market.

                                                                                        In his role as Assistant Market Head Jim is focused on supporting and driving business growth for approximately 200 Financial Advisors in eight locations overseeing more than 30 billion in assets.

                                                                                        Prior to joining UBS, Jim’s Financial Services career spanned roles in consulting and management including as a producing Branch Manager at AXA Private Markets and the Director of Compliance and Operations at MetLife Securities.  

                                                                                        Jim is NYS Insurance licensed and holds FINRA Series 4, 7, 24, 53, 66 licenses. Jim holds a Bachelor’s of Science in Psychology from Saint Louis University and a Masters of Business Administration from Iona College.

                                                                                        Jim lives in New Rochelle, NY with his wife Pam. He is a passionate outdoorsman having spent time as a certified river guide, as well as ski, kayaking, and stand-up paddleboard instructor

                                                                                      Servant Leadership

                                                                                      We put our advisors and their clients at the center of everything we do. Bound by a culture of servant leadership, our management team is committed on a daily basis to solve your client’s complex problems, while also delivering elegant solutions to help you succeed.

                                                                                      The local team, filled with varied skillsets and unique expertise, combined with a close proximity to our U.S. headquarters and senior leadership, will put you in the best possible position to propel your business forward.Servant Leadership graphic.png

                                                                                      Connecting you to the deep resources of UBS

                                                                                      By seeing the big picture, we provide access to the global platforms and the financial and intellectual strengths of UBS’s experts in Wealth Management, Asset Management and our Private and Investment Banks.

                                                                                      Building multicultural wealth, together

                                                                                      Building multicultural wealth, together

                                                                                      Retirement couple holding surfboards

                                                                                      Retirement planning

                                                                                      Man looking in VR headset

                                                                                      Making sense of significant wealth

                                                                                      We can help you plan for it.

                                                                                      When you have created or inherited significant wealth, you have opportunities to pursue bold and meaningful undertakings. How do you make decisions that will guide you successfully forward, no matter what your goal?

                                                                                      We believe it’s all about connection. That’s why we are prepared to take that journey with you today, tomorrow, every step of the way.

                                                                                      A leader in wealth management

                                                                                      Backed by the strength of our parent company, UBS AG

                                                                                      Global leader

                                                                                      UBS is a leading and truly global wealth manager

                                                                                      Insights

                                                                                      This website uses cookies to make sure you get the best experience on our website. You can find more information under the Privacy Statement. You are free to change your cookies' settings in the privacy settings.

                                                                                      Go to privacy settings