Experience

Makes all the difference

Meredith Westerman

Executive Director

Market Director

Registered States:
  • AK
  • AL
  • AR
  • AZ
  • CA
  • CO
  • CT
  • DC
  • DE
  • FL
  • GA
  • HI
  • IA
  • ID
  • IL
  • IN
  • KS
  • KY
  • LA
  • MA
  • MD
  • ME
  • MI
  • MN
  • MO
  • MS
  • MT
  • NC
  • ND
  • NE
  • NH
  • NJ
  • NM
  • NV
  • NY
  • OH
  • OK
  • OR
  • PA
  • PR
  • RI
  • SC
  • SD
  • TN
  • TX
  • UT
  • VA
  • VI
  • VT
  • WA
  • WI
  • WV
  • WY
555 California Street
32nd/ 34th /46th Floor
San Francisco, CA 94104

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Arnoldo Santiago

Senior Vice President–Wealth Management

Associate Market Executive

Registered States:
  • CA
  • CT
  • DC
  • FL
  • IN
  • MA
  • MD
  • NC
  • NV
  • OR
  • PR
  • TX
  • WA
555 California Street
32nd/ 34th /46th Floor
San Francisco, CA 94104

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Barbara Fain

Director

Assistant Market Head

Registered States:
  • CA
1610 Arden Way
Suite 200
Sacramento, CA 95815

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Philip Topacio

Director

Market Administrative Officer

Registered States:
  • AK
  • AL
  • AR
  • AZ
  • CA
  • CO
  • CT
  • DC
  • DE
  • FL
  • GA
  • HI
  • IA
  • ID
  • IL
  • IN
  • KS
  • KY
  • LA
  • MA
  • MD
  • ME
  • MI
  • MN
  • MO
  • MS
  • MT
  • NC
  • ND
  • NE
  • NH
  • NJ
  • NM
  • NV
  • NY
  • OH
  • OK
  • OR
  • PA
  • PR
  • RI
  • SC
  • SD
  • TN
  • TX
  • UT
  • VA
  • VI
  • VT
  • WA
  • WI
  • WV
  • WY
555 California Street
32nd/ 34th /46th Floor
San Francisco, CA 94104

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Karey Klein

Director

Supervisory Officer

Registered States:
  • AK
  • AL
  • AR
  • AZ
  • CA
  • CO
  • CT
  • DC
  • DE
  • FL
  • GA
  • HI
  • IA
  • ID
  • IL
  • IN
  • KS
  • KY
  • LA
  • MA
  • MD
  • ME
  • MI
  • MN
  • MO
  • MS
  • MT
  • NC
  • ND
  • NE
  • NH
  • NJ
  • NM
  • NV
  • NY
  • OH
  • OK
  • OR
  • PA
  • RI
  • SC
  • SD
  • TN
  • TX
  • UT
  • VA
  • VT
  • WA
  • WI
  • WV
  • WY
555 California Street
32nd/ 34th /46th Floor
San Francisco, CA 94104

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Danny Seto

Director

Supervisory Officer

Registered States:
  • CA
555 California Street
32nd/ 34th /46th Floor
San Francisco, CA 94104

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Megan Zhang

Authorized Officer

Executive / Team Assistant

Registered States:
  • CA
555 California Street
32nd/ 34th /46th Floor
San Francisco, CA 94104

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