Let's move forward. Together.

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Your financial life is unique. The same should be true of your financial plan. We take the time to get to know you, your family and all your most important priorities. As your circumstances change over time and as new opportunities arise, we'll work with you to adjust your plan to help keep you on track. When you look to the future, you should like what you see.

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Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • HD

    Heather Dempsey

    Director

    Branch Operations Manager

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    • AR
    • AZ
    • CA
    • CO
    • DC
    • FL
    • GA
    • ID
    • IN
    • KS
    • KY
    • LA
    • MD
    • MI
    • MN
    • MO
    • MS
    • MT
    • NE
    • NM
    • NY
    • OK
    • OR
    • TX
    • UT
    • WA

          98 San Jacinto Boulevard
          Suite 600
          Austin, TX 78701
          heather.dempsey@ubs.com
          Heather Dempsey
          98 San Jacinto Boulevard,Austin,TX,78701
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          Lori Farkas

          Authorized Officer

          Assistant Operations Manager

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          • TX

                98 San Jacinto Boulevard
                Suite 600
                Austin, TX 78701
                lori.farkas@ubs.com
                Lori Farkas
                98 San Jacinto Boulevard,Austin,TX,78701
              • RM

                Ryan W Miller

                Associate Director

                Admin Manager

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                • AL
                • AR
                • AZ
                • CA
                • CO
                • DC
                • FL
                • GA
                • HI
                • IA
                • ID
                • IL
                • IN
                • KS
                • KY
                • LA
                • MA
                • MD
                • ME
                • MI
                • MN
                • MO
                • MS
                • NC
                • ND
                • NE
                • NH
                • NJ
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                • NV
                • NY
                • OH
                • OK
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                • SC
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                • TX
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                • VA
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                • WY

                Ryan W Miller is an Administrative Officer and Associate Director at UBS Financial Services, Inc., based in Austin, Texas. Ryan plays a pivotal role in the Texas Central Market, overseeing a team of dedicated Team Associates across various locations, including Austin, San Antonio, Corpus Christi, College Station and San Angelo.

                 

                Ryan's leadership and expertise are evident in his ability to manage complex administrative tasks and provide strategic direction to his team.  He is known for his meticulous attention to detail and commitment to delivering exceptional service to clients. Ryan is widely recognized for his proactive mindset and effective problem-solving. His dedication to continuous improvement, combined with his ability to lead through challenging situations, has made him a trusted and valued leader within UBS.

                 

                Ryan holds the FINRA Series 7, 9, 10, 63, and 65 licenses. Ryan is originally from Austin, Texas and lives in Austin with his wife Madison. His office is located at 98 San Jacinto Blvd, Suite 600, Austin, TX 78701.

                      98 San Jacinto Boulevard
                      Suite 600
                      Austin, TX 78701
                      ryan.w.miller@ubs.com
                      Ryan W Miller
                      98 San Jacinto Boulevard,Austin,TX,78701
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                      Carolina Ospina

                      Director

                      Digital Specialist

                      Carolina works as a Digital Specialist for the North Texas branches which include, Austin, San Antonio, Corpus Christi, College Station and Waco.  Her role is to help our advisors and client with training and implementations of our digital platform tools. She has a BA in Psychology from the University of Texas at Arlington,  a Masters in Community Counseling from Argosy University-Dallas and she also holds the Series 7 & 66 licenses.  Carolina lives in Austin, TX with her 6 year old Daughter and 10 year old dog.

                    Connecting you to the deep resources of UBS

                    By seeing the big picture, we provide access to the global platforms and the financial and intellectual strengths of UBS’s experts in Wealth Management, Asset Management and our Private and Investment Banks.

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                    A leading global wealth manager

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                    Turn possibilities into a plan

                    cover art of women's document

                    Women, wealth and well-being

                    The challenges women breadwinners face embracing their financial clout

                    Women are contributing more to their families’ incomes than ever before. Yet many remain less engaged than men in decision-making about the money they’ve earned. Why?

                    We believe financial participation, comprehensive planning and the support of financial professionals can help correct this imbalance. See how in our latest Own your worth report, “Tradition, trust and time: The challenges women breadwinners face embracing their financial clout.”

                    Download the report

                    A leader in wealth management

                    Backed by the strength of our parent company, UBS AG

                    Global leader

                    UBS is a leading and truly global wealth manager

                    $6.9 trn

                    UBS Group invested assets
                    As of 10/29/2025

                    Financial strength

                    Driving confidence.
                    A-  Standard & Poor’s
                    A  Fitch
                    A3
                      Moody’s


                    UBS AG, long-term senior secured debt rating. As of 03/31/2024

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