Market Director
As the Market Director of the UBS Richmond, Norfolk/VA Beach and Roanoke offices, Matt is inspired to collaborate, challenge, and deliver for clients, financial advisors and team associates. He believes in having a culture of people who care. Each day, he leads a culture that rewards loyalty, teamwork, integrity and growth.
Matt started his UBS career working in the firm’s wealth management headquarters in Weehawken, NJ. He then joined the Mid-Atlantic Market leadership team partnering closely with advisors to help them grow their businesses. Later, Matt moved to Singapore where he worked with advisors who covered high-net-worth clients in Southeast Asia. Prior to his current role, he worked in the US Capital Markets Trading & Sales organization.
Matt and his wife, Carla, are proud alumni of Villanova University. Matt, Carla and their two daughters reside in the Ginter Park neighborhood of Richmond. Matt enjoys spending time with family and friends, golfing, reading, traveling and staying active.
Matt has FINRA licenses 7, 66, 9, 10 and 3
Education
Director
Market Supervisory Officer
Nicole has been in the financial services industry since 2000 holding various positions including customer service, trading, training, compliance and supervision. She joined UBS in 2009 as the Branch Administrative Manager of the Hunt Valley MD office. Currently she is the Market Supervisory Officer of the Mid-Atlantic Market which includes branches in Delaware, Maryland, Virginia and North Carolina.
Nicole is a graduate of Penn State University with an A.S. in Business Administration and a B S. in Health Policy and Administration.
She currently holds the FINRA Series 3, 7, 9, 10, 24, 53, and 66 licenses as well as Maryland Life and Health insurance licenses.
Director
Admin Manager