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Today, tomorrow and for generations to come

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A firm like no other

As one of the world’s leading wealth management firms, we have the resources and solutions to help clients pursue their most important goals. But our culture of consistently putting client needs front and center is what truly cultivates successful Financial Advisor and client relationships. Our commitment is to provide industry-leading capabilities, professional training and development, and an entrepreneurial environment where Financial Advisors excel, and their businesses thrive.

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Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Susan

    Susan Tunell

    Executive Director

    Market Director

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    • AZ
    • CA
    • NM
    • TN

    With 23 years of experience in the Financial Services industry, Susan’s unique background which encompasses extensive work with advisors and time as an advisor herself, combined with holding multiple positions within Market leadership, make her a superb partner for her advisor teams. Her deep understanding of UBS, coupled with her hands-on experience and leadership skills, provides an impressive foundation for driving growth and success.

    Susan most recently held the position of Associate Market Executive for the Greater California/Nevada Market. Prior to that, she served as the Digital Specialist for the Desert Mountain Market.  Susan began her career with UBS International before moving to Merrill Lynch International and eventually transitioned to a FA with Chase Investments and Oppenheimer & Co. Susan graduated from University of Arizona with degrees in English Literature, Spanish and a Certificate in International Business. She now lives in Los Angeles with her husband, Troy.

     

          251 South Lake Avenue
          10th Floor
          Pasadena, CA 91101
          susan.tunell@ubs.com
          Susan Tunell
          251 South Lake Avenue,Pasadena,CA,91101
        • Rich Valle Photo

          Richard Valle

          Director

          Supervisory Officer

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          • CA

          Richard Valle is a Supervisory Officer within the Greater California/Nevada Market. He comes to the Market with 14 years of UBS and overall industry experience. Over the course of his career, he has held various leadership positions in Operations, as well as other Supervisory roles, most recently in the West Los Angeles Market. He enjoys outdoor activities with his wife and three children, including coaching his boys Little League teams, and traveling.

                251 South Lake Avenue
                10th Floor
                Pasadena, CA 91101
                richard.valle@ubs.com
                Richard Valle
                251 South Lake Avenue,Pasadena,CA,91101
              • Mica Lam Photo

                Mica Lam

                Director

                Admin Manager

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                • AZ
                • CA
                • DC
                • DE
                • FL
                • HI
                • IA
                • ID
                • IL
                • MA
                • MD
                • NJ
                • NM
                • NV
                • NY
                • OH
                • OR
                • UT
                • WA
                • WY

                Mica Lam is an Administrative Manager serving the Pasadena, Sherman Oaks and Las Vegas, NV branches.  In her role, Mica is responsible for managing branch administration, support professionals and providing support to advisor teams in developing optimal client service.  She come to the Market with over 20 years of overall industry experience.  Over the course of her career, she has held various leadership roles in Wealth Management at Morgan Stanley, Merrill Lynch, First Republic Bank and UBS Financial Services in 2010.

                Mica received a dual major in Quantitative Economics Decision Science and General Literature from University of California San Diego.  In her free time, Mica enjoys spending time with family, friends and their Labrador, traveling and exploring new places.

                      251 South Lake Avenue
                      10th Floor
                      Pasadena, CA 91101
                      mica.lam@ubs.com
                      Mica Lam
                      251 South Lake Avenue,Pasadena,CA,91101

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                    Now in its 15th edition, the Global Wealth Report 2024 offers you leading insights into household wealth and prosperity across the world. In the US, average wealth growth has spiked from 3.7% between 2000 and 2010 to nearly 6.3% between 2010 and 2023.

                    Gain additional insights into the trends shaping wealth in the US and around the world.

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