A plan for today, tomorrow and generations to come

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Connecting wealth with purpose and meaning is the ultimate financial success story.

Wendy has a natural curiosity of life and genuine interest in people. With nearly 30 years of experience in helping clients manage their financial resources, she most enjoys transforming a complex and challenging problem into a simple and streamlined solution. Prior to joining UBS, Wendy was Vice President and Director of Investments at a local bank in KY, where she managed
investment assets and served as Principal of the LPL Financial office. She enjoys being active in the community and believes that the most rewarding investment we can make is in building strong relationships with those around us.

• Forbes Best-in-State Wealth Advisors, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
• Forbes Top Women Wealth Advisors Best-in-State, 2024The Forbes rating is compiled by Shook Research and awarded annually in February based on information from a 12 month period ending September of the prior year.

• Certified Exit Planning Advisor
• CERTIFIED FINANCIAL PLANNER®

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Jordan has a passion for building relationships with clients and helping them reach their financial goals. He enjoys creating financial plans that are customized for the unique needs of each client and their families. 

He attended Murray State University majoring in Finance/Financial Planning. He holds his Series 7 and 66 licenses along with his Life Insurance license. Prior to joining UBS, Jordan was a Financial Advisor with Stifel.

Jordan currently lives in Metropolis, Illinois, with his wife, Emily, and their dog, Brooks. They enjoy spending time with family and friends, traveling, and being outdoors. He especially enjoys playing golf and pickleball.

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• CA
• CO
• CT
• DC
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• IL
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• KY
• LA
• MA
• MD
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• MO
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• NC
• NY
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• OK
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“I have the opportunity to work with so many great people I'm lucky enough to call my clients.”

As a Wealth Strategy Associate, Lisa is able to dig deep into her clients' lives to understand their goals, priorities, values and the families they love. She is truly invested in their financial well-being. To her, it's all about building, strengthening and supporting each relationship. Every
day Lisa is inspired by her career, motivated to do best job possible and committed to making a positive impact in her clients' lives.

A commitment to excellent client service

As a Client Service Associate, Caleb works with clients to ensure each receives the best service experience possible. He has a collaborative attitude and a quick and witty sense of humor, so talking with him will always brighten your day.

Raised in Metropolis Illinois, Caleb attended the University of Louisville majoring in Finance. After graduating university, Caleb worked for some time with Fifth Third Bank in Louisville. Caleb joined UBS in May of 2022 and is finishing his certifications to be fully licensed.

Outside of work you can find Caleb spending time with his wife, 3 dogs, and friends. Enjoys golf, traveling and sports.