Time to do great things

Steadiness

It comes from experience.

Gabe joined UBS in 2016 and is currently Executive Director- Wealth Management, Market Director, of the UBS Hartford, New Haven, and New London branch offices.  Gabe has been in the Wealth Management Industry for over 25 years, beginning his career as a Financial Advisor and Branch Manger at Morgan Stanley Smith Barney.  In 2010, Gabe moved to Merrill Lynch and assumed various roles as COO Merrill Lynch, New England Region; Vice President, Capacity & Initiative Management; Vice President, Sales Manager Merrill Edge. 

Gabe received his Bachelor of Science in Textile Technology & Design from the Fashion Institute of Technology and an MBA from Northeastern University in Corporate Finance.

Originally from Bronx, New York, and currently resides in CT with his wife Barb.  Gabe enjoys skiing and biking (mountain and road).     

Tracy Anzalotti is an Administrative Officer for UBS Financial Services, Inc. for the Greater New York Metro Market. She is responsible for fulfilling AML Risk management, educating and communicating operational efficiencies processes and procedures, overseeing Operational Personnel and working with the Market Management Team, FAs and CSAs. Tracy has been with UBS and its legacy firms for 30+ years. She maintains Series 7, 63, 9 & 10 securities licenses. Tracy graduated Summa Cum Laude from Bay Path University in Longmeadow, Massachusetts with a B.S. in Business /Executive Management .

James is a Supervisory Officer covering the Hartford, New Haven, and New London branches of UBS. James joined UBS in February of 2025, having worked at Morgan Stanley most recently and JPMorgan prior to that. James brings a wealth of knowledge in both front and back-office supervision with a passion for problem solving and advising teams with regulatory items and concerns. James holds his series 9, 10, 7, and 66 FINRA Licenses.

James obtained a Bachelors of Arts from The Ohio State University in Psychology with a Business minor.

James is originally from Toledo, Ohio and spent his early career in the Columbus, Ohio. James resides in West Hartford, CT with his wife Emily. They are avid Ohio State fans and enjoy traveling and exploring the New England.

Ina Goldschmidt is the Associate Market Supervisory Officer at UBS Financial Services, Inc. for the Greater New York Metro Market. In her role, she reviews and approves various compliance items for the market. Ina joined UBS in 2007 as a Client Service Associate before taking on the role of Branch Office Administrator, Control Analyst, Supervisory Officer, and now Associate Market Supervisory Officer. Ina graduated Magna Cum Laude from Southern Connecticut State University with her B.A. in Business Management. She maintains Series 7, 9, 10 and 66 security licenses as well as her Health and Life Insurance License. Ina is a German native and resides in Oxford, CT with her husband Mike.