Lasting relationships. For all that matters

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With the complexity of today's markets and uncertainty about tomorrow's economy, good financial advice is more important than ever. As a team of dedicated Financial Advisors, we're committed to helping you organize your finances around your short term needs, your longer-term goals and what you envision for generations to come. Our knowledgeable perspective, good judgement and broad experience can help you meet your challenges and seize opportunities.

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Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

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    Joan Phinney

    Director

    Admin Manager

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    • AL
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    • DC
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          3001 Douglas Boulevard
          Suite 160
          Roseville, CA 95661
          joni.phinney@ubs.com
          Joan Phinney
          3001 Douglas Boulevard,Roseville,CA,95661

        Connecting you to the deep resources of UBS

        By seeing the big picture, we provide access to the global platforms and the financial and intellectual strengths of UBS’s experts in Wealth Management, Asset Management and our Private and Investment Banks.

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        A plan to simplify your financial life

        Coworkers around table in lobby

        Retirement plan services

        Business Owner in entryway

        Advice for business owners & entrepreneurs

        Texas

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        Support and resources

        Our UBS Optimus Foundation in the US is directly supporting emergency response, relief and reconstruction activities in Texas through our partnerships with World Central Kitchen and Team Rubicon. You can support these organizations and pool funds, together with Optimus, to increase their ability to support communities in Texas. In addition, any client donation to one of our Optimus partners will receive a 10% match from UBS.

        Learn how you can get involved and make an impact through the UBS Optimus Foundation.

        The UBS Optimus Foundation is a global network of separately organized and regulated, tax-exempt, charitable organizations, founded and managed by UBS, that make grants and other financial contributions to implementing partner organizations aligned with their values and objectives.

        A leader in wealth management

        Backed by the strength of our parent company, UBS AG

        Global leader

        UBS is a leading and truly global wealth manager

        More than 160 years

        offering financial advice

        Financial strength

        Driving confidence.
        A-  Standard & Poor’s
        A  Fitch
        A3
          Moody’s


        UBS AG, long-term senior secured debt rating. As of 03/31/2024

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