Michael J. Mimick, CIMA®

Managing Director

Market Executive

Mike Mimick is the Midwest Market Executive of the Client Advisory Group for Wealth Management USA. He is responsible for domestic business within the Midwestern states of Kansas, Iowa, Minnesota, Missouri, Nebraska, North Dakota, South Dakota, Oklahoma and Wisconsin. He oversees over 500 Financial Advisors and support staff who manage $75 billion in client assets. Focused on providing a full range of solutions to address client needs, Mike’s vision for the Midwest Market is to be the firm of choice for Wealth Management clients and advisors alike in the communities we serve.

Mike joined UBS in 2005 and has held prior leadership roles with UBS in Colorado, Nevada and Utah. After graduating from the University of Nebraska at Omaha with a BS in Finance and Banking, Mike held a variety of leadership roles, including financial advisor, in the financial services industry before joining UBS. He holds the Certified Investment Management Analyst® (CIMA®) designation through the Investment & Wealth Institute and University of Pennsylvania—The Wharton School.

Helping his community is an integral part of Mike’s life. He is a past recipient of the UBS Community Involvement award, which focuses on working with UBS’s strategic nonprofit partners to give back to the community. Mike’s own involvement with charitable organizations includes mentoring our service members and veterans through American Corporate Partners and volunteering for Ronald McDonald House, City Union Mission, the Great Plains SPCA and Harvesters Community Food Network.

Michael and his wife, Dawn, live in Leawood, Kansas, and have two adult children. Mike is an avid golfer, enjoys fitness, is a passionate University of Nebraska Athletics fan and likes American history novels. He and Dawn enjoy traveling to Colorado and Napa Valley together.

Registered States:
  • AK
  • AL
  • AR
  • AZ
  • CA
  • CO
  • CT
  • DC
  • DE
  • FL
  • GA
  • HI
  • IA
  • ID
  • IL
  • IN
  • KS
  • KY
  • LA
  • MA
  • MD
  • ME
  • MI
  • MN
  • MO
  • MS
  • MT
  • NC
  • ND
  • NE
  • NH
  • NJ
  • NM
  • NY
  • OH
  • OK
  • OR
  • PA
  • RI
  • SC
  • SD
  • TN
  • UT
  • VA
  • VT
  • WA
  • WI
  • WV
  • WY
One Hallbrook Place, Suite 300
11150 Overbrook Road
Leawood, KS 66211

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Mark Mahon

Director

Associate Market Executive

Mark is the Midwest Market Associate Market Executive for UBS Wealth Management USA. Mark focuses on supporting market wide initiatives and sales practices while overseeing the Leawood, KS branch. Prior to joining UBS in 2022, Mark spent 12 years at Ivy Investments in various sales leadership roles, including Head of Internal Sales.

Mark is a Certified Financial Planner (CFP) and holds FINRA Series 7, 9, 10, 24, 63, 65 licenses. Mark graduated from the University of Kansas with a Bachelor of Science in Business Administration. Mark and his wife, Haley, live in Shawnee, KS and have two young children, Miller and Dillon. In his spare time, Mark enjoys fitness, planning vacations, and watching the Kansas Jayhawks. His family enjoys hanging out with their two Boston terriers, Wally and Dawson.

Registered States:
  • IA
  • KS
  • MN
  • MO
  • NY
One Hallbrook Place, Suite 300
11150 Overbrook Road
Leawood, KS 66211

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Amie Nees

Director

Admin Manager

Amie has been in the wealth management industry since 2004, starting as a Client Associate with Merrill Lynch. After spending 15 years in a client facing capacity, she shifted to a leadership position and now covers the states of Kansas, Missouri, Oklahoma, and Nebraska as Market Administrative Officer. Amie is passionate about serving in her community and church. As a mom of an Autistic child, she is especially passionate about connecting with other special needs parents and kids. Outside of work, she can usually be found spending time outside with her family, cooking out with neighbors, or finding a new hiking trail to explore.

Registered States:
  • KS
  • MO
  • NE
  • OK
  • WI
One Hallbrook Place, Suite 300
11150 Overbrook Road
Leawood, KS 66211

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Marchele Alexander

Director

Supervisory Officer

Marchelle joined UBS Financial Services in 2012 and has over 31 years of experience in the financial industry in various client facing roles at leading brokerage firms before going into management roles which focus on areas regarding risk and regulatory compliance.  In 2012 Marchelle joined UBS as Complex Supervisory Officer for the Kansas City Market and currently serves as Supervisory Officer of the Midwest Market where she oversees compliance and regulatory duties primarily for the Kansas City, Missouri, Leawood and Wichita Kansas branches.

She believes that the ultimate UBS experience is having the tools to provide sound financial advice as a result of working in the best interest of the client.  Marchelle graduated from University of Central Missouri former Central Missouri State University with a BS in Business Administration and Personnel Management and has earned the Series 7, 9, 10, 31, 63,  65 securities licenses as well as a Health, Life and Annuity insurance licenses.

In her free time Marchelle enjoys her passion for singing by working in her church’s music ministry. She also loves to spend time relaxing with her family by watching movies, reading a good suspense novel or traveling when time permits.

Registered States:
  • IA
  • IL
  • KS
  • MO
  • NE
  • OK
One Hallbrook Place, Suite 300
11150 Overbrook Road
Leawood, KS 66211

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Carol Barber

Executive / Team Assistant

Carol joined UBS Financial Services as an Executive Assistant in 2018. She is a life long Kansas native and supports various animal rescue organizations.

In her spare time, she enjoys gardening and spending time with family and friends.

One Hallbrook Place, Suite 300
11150 Overbrook Road
Leawood, KS 66211

Email Me