Executive Director
Market Director
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Executive Director
Market Director
Let's connect
Director
Market Supervisory Officer
Nicole has been in the financial services industry since 2000 holding various positions including customer service, trading, training, compliance and supervision. She joined UBS in 2009 as the Branch Administrative Manager of the Hunt Valley MD office. She became a Supervisory Officer and then Market Supervisory officer in the Mid-Atlantic Market which includes branches in New Jersey, Delaware, Maryland, Virginia, North Carolina and South Carolina. Currently, Nicole is the Market Supervisory Officer for Greater California/Nevada Market. Nicole is a graduate of Penn State University with an A.S. in Business Administration and a B S. in Health Policy and Administration. She currently holds the FINRA Series 3, 7, 9, 10, 24, 53, and 66 licenses as well as Maryland Life and Health insurance licenses. Nicole is active in her church as a past member of the Parish Council and serving on various committees. In her free time she enjoys traveling, gardening, volunteering with animal rescues and reading great books.
Director
Market Supervisory Officer
Nicole has been in the financial services industry since 2000 holding various positions including customer service, trading, training, compliance and supervision. She joined UBS in 2009 as the Branch Administrative Manager of the Hunt Valley MD office. She became a Supervisory Officer and then Market Supervisory officer in the Mid-Atlantic Market which includes branches in New Jersey, Delaware, Maryland, Virginia, North Carolina and South Carolina. Currently, Nicole is the Market Supervisory Officer for Greater California/Nevada Market. Nicole is a graduate of Penn State University with an A.S. in Business Administration and a B S. in Health Policy and Administration. She currently holds the FINRA Series 3, 7, 9, 10, 24, 53, and 66 licenses as well as Maryland Life and Health insurance licenses. Nicole is active in her church as a past member of the Parish Council and serving on various committees. In her free time she enjoys traveling, gardening, volunteering with animal rescues and reading great books.
Director
Market Administrative Officer
Director
Market Administrative Officer
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
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