Executive Director
Market Director
Andrew Dempsey has been an integral part of UBS for a decade, currently serving as the Market Executive for the Ohio Indy Kentucky Market. In this role, Andrew oversees nine offices, leveraging the firm's premier resources, talent, and capabilities to drive and maintain success for clients across the Americas.
Prior to his current position, Andrew was the Market Director for the Northbrook and Barrington, IL offices. His journey with UBS began in the Graduate Training Program, where he spent two years rotating through various divisions within the firm. This comprehensive training led to his first assignment as a Business Strategist for one of the pioneering Divisional Directors. Following this, he embarked on his field management career as the Assistant Market Head for the Chicago Market, encompassing offices in Downtown Chicago, Northbrook, Oakbrook, Barrington, Naperville, and Madison, Brookfield & Milwaukee, Wisconsin.
Education and Early Life:
Originally hailing from Baltimore, Maryland, Andrew pursued his undergraduate studies at Bucknell University, earning a Bachelor of Science in Economics. During his time at Bucknell, he was also an active member of the men's varsity lacrosse team.
Community Involvement:
Andrew remains committed to community service, evidenced by his role on the North Suburban YMCA Board of Directors. His passion for lacrosse continues as he coached the Lake Forest, IL high school team.
Personal Life:
Andrew currently resides in Cincinnati OH, where he enjoys balancing his professional responsibilities with his personal interests and community engagements.
Associate Director
Market Administrative Officer
Emily joined UBS in 2014 and is responsible for supporting the Branch Manager and Admin Manager. She earned her B.S degree in Organizational Leadership at Wright State University. She enjoys spending time with her husband and two sons.
Director
Supervisory Officer
Mike serves as a Supervisory Officer covering the Ohio, Indiana, and Kentucky region for UBS. He has over twenty years of financial industry experience serving in Compliance, Sales, and Management roles. Prior to joining UBS, Mike worked as Chief Compliance Officer for L.M. Kohn & Company. He has also worked for Fifth Third Securities, Western & Southern Financial Group, and Fidelity Investments.
Mike earned his Bachelor of Science degree from Miami University, with a major in Finance. He holds Series 4, 6, 7, 24, 26, 52, 53, 63, 65, and 99 licenses and is Life, Health, Annuity, Property and Casualty licensed with the State of Ohio.