Lasting relationships

Understanding what matters most to you

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Where are you today and where do you want to be tomorrow? We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals.

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Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Kathy

    Kathleen Ferraro

    Executive Director

    Market Director

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    • AK
    • AL
    • AR
    • AZ
    • CA
    • CO
    • CT
    • DC
    • DE
    • FL
    • GA
    • HI
    • IA
    • ID
    • IL
    • IN
    • KS
    • KY
    • LA
    • MA
    • MD
    • ME
    • MI
    • MN
    • MO
    • MS
    • MT
    • NC
    • ND
    • NE
    • NH
    • NJ
    • NM
    • NV
    • NY
    • OH
    • OK
    • OR
    • PA
    • PR
    • RI
    • SC
    • SD
    • TN
    • TX
    • UT
    • VA
    • VI
    • VT
    • WA
    • WI
    • WV
    • WY

    Kathleen "Kathy" Ferraro serves as Market Director and Executive Director for the UBS Greater New York Market. Kathy oversees the Greenwich CT and Stamford CT Wealth Management and Private Wealth Management offices.  She has extensive experience in the financial services industry. Prior to joining UBS in May of 2025, Kathleen was the Market Manager for Morgan Stanley for the South Shore of Boston and the Cape. Prior to Morgan Stanley she was at Gruntal & Company in Stamford CT and The First National Bank of Chicago in New York City.  Kathleen was a President’s Council Advisor at Smith Barney before she changed course and joined the management team.

     Her main objective is to be a partner with her advisors and employees to deliver world-class service to their High Net Worth and Ultra High Net Work clients and prospects. She is an advocate for her people and growth minded.  In 2020, she was inducted into Morgan Stanley's MAKER's Class of 2020. She is a passionate advocate for authenticity, diversity, and inclusion.

    Kathleen holds a degree in Business and Marketing from The University of Tampa. She and her husband, Anthony, have three children, Vincent; Gabriella; and Anthony, Jr. live in Greenwich CT.

    Kathleen supports numerous charitable organizations, including Cooley’s Anemia Foundation, The American Cancer Society, St. Jude’s Children’s Hospital, The Gravinese Mutual Aid Society, and others. Lifting up the next generation of female professionals is a passion of Kathleen’s. She is involved with Invest in Girls and Power to Fly, both of which promote financial literacy for girls and help them prepare for the workplace through mentoring, coaching and resume assistance.

          100 West Putnam Ave
          2nd Floor
          Greenwich, CT 06830
          kathleen.ferraro@ubs.com
          Kathleen Ferraro
          100 West Putnam Ave,Greenwich,CT,06830
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          David King

          Director

          Associate Market Executive

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          • CT
          • FL
          • MA
          • NJ
          • NY

                265 Church Street
                Suite 1102,
                New Haven, CT 06510
                david.king@ubs.com
                David King
                265 Church Street,New Haven,CT,06510
              • Danielle Fujioka

                Danielle Fujioka

                Director

                Supervisory Officer

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                • CT
                • MA
                • NJ
                • NY

                      600 Washington Blvd
                      Stamford, CT 06901
                      danielle.fujioka@ubs.com
                      Danielle Fujioka
                      600 Washington Blvd,Stamford,CT,06901
                    • Alex

                      Alexander Gunn

                      Associate Director

                      Admin Manager

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                      • AK
                      • AL
                      • AR
                      • AZ
                      • CA
                      • CO
                      • CT
                      • DC
                      • DE
                      • FL
                      • GA
                      • HI
                      • IA
                      • ID
                      • IL
                      • IN
                      • KS
                      • KY
                      • LA
                      • MA
                      • MD
                      • ME
                      • MI
                      • MN
                      • MO
                      • MS
                      • MT
                      • NC
                      • ND
                      • NE
                      • NH
                      • NJ
                      • NM
                      • NV
                      • NY
                      • OH
                      • OK
                      • OR
                      • PA
                      • PR
                      • RI
                      • SC
                      • SD
                      • TN
                      • TX
                      • UT
                      • VA
                      • VI
                      • VT
                      • WA
                      • WI
                      • WV
                      • WY

                      As the Administrative Officer, Alex is responsible for hiring, training, developing, and supervising staff, as well as ensuring efficient branch administration and a positive experience for the clients we serve. Prior to this role, Alex spent 7 years at Fidelity Investments in a multitude of positions. Starting as a Credit Risk Analyst, he then transitioned to a Financial Representative for Fidelity’s Personal Investing Unit, and then most recently served as a Service Specialist in Fidelity’s Wealth Management Service Group.

                      Alex earned his B.A. in Political Science from Miami University (OH). He is also FINRA registered holding his Series 7, 66, and 9/10 Licenses.

                      Born and raised in Darien. CT, Alex enjoys spending time either on the water or on the golf course. His hobbies include playing Chess and spending time with his siblings/family who still live in the area. One of Alex’s goals is to try and visit every national park in the USA!

                            100 West Putnam Ave
                            2nd Floor
                            Greenwich, CT 06830
                            alex.gunn@ubs.com
                            Alexander Gunn
                            100 West Putnam Ave,Greenwich,CT,06830
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                            Danny Lui

                            Trade & Processing Specialist

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                                    600 Washington Blvd
                                    Stamford, CT 06901
                                    danny.lui@ubs.com
                                    Danny Lui
                                    600 Washington Blvd,Stamford,CT,06901
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                                  Turn possibilities into a plan

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                                  A leading global wealth manager

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                                  Clarity in a rapidly changing world

                                  We’re here to help guide you through uncertain times

                                  Recent global events have created volatility in the markets and uncertainty for many investors like you. With our experienced perspective we can deliver steady guidance to help you make sense of the changing markets.

                                  Let’s create a path together so you can move forward with confidence, no matter what comes next.

                                  A leader in wealth management

                                  Backed by the strength of our parent company, UBS AG

                                  $7 trn

                                  UBS Group invested assets
                                  As of 12/31/2025

                                  51 countries

                                  Our global footprint

                                  Global leader

                                  UBS is a leading and truly global wealth manager

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