Lasting relationships

Understanding what matters most to you

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Where are you today and where do you want to be tomorrow? We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals.

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Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Erin

    Erin McDonald

    Director

    Branch Manager

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    • ME

    I focus on collaboration by teaming with financial advisors, branch employees and field partners to make a bigger impact on our clients lives and our local community. Whether promoting digital platform adoption, planning UBS wellness challenges, client symposiums or Center-of-Influence networking events, my goal remains the same. Create an environment that cultivates strong thinkers, game changers and a place where people want to work and do business every day

          8 Wright Street
          3rd Floor
          Westport, CT 06880
        • Jim

          Jim Miller

          Executive Director

          Assistant Market Head

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          • CT
          • NJ
          • NY

          Jim Miller joined UBS is 2012 and is the Assistant Market Head for the Soundview Market.

          In his role as Assistant Market Head Jim is focused on supporting and driving business growth for approximately 200 Financial Advisors in eight locations overseeing more than 30 billion in assets.

          Prior to joining UBS, Jim’s Financial Services career spanned roles in consulting and management including as a producing Branch Manager at AXA Private Markets and the Director of Compliance and Operations at MetLife Securities.

          Jim is NYS Insurance licensed and holds FINRA Series 4, 7, 24, 53, 66 licenses. Jim holds a Bachelor’s of Science in Psychology from Saint Louis University and a Masters of Business Administration from Iona College.

          Jim lives in New Rochelle, NY with his wife Pam. He is a passionate outdoorsman having spent time as a certified river guide, as well as ski, kayaking, and stand-up paddleboard instructor.

            • Saint Louis University , Bachelor's of Science in Psychology
            • Iona College, Master's of Business Administration
              709 Westchester Avenue
              Suite 400
              White Plains, NY 10604
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              Anthony DiPerri

              Authorized Officer

              Admin Manager

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              • NY

                    600 Washington Blvd
                    Stamford, CT 06901
                  • Danielle Fujioka

                    Danielle Fujioka

                    Director

                    Supervisory Officer

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                    • CT
                    • MA
                    • NJ
                    • NY

                          600 Washington Blvd
                          Stamford, CT 06901

                        US banking sector update: Where we are now

                        Retirement planning

                        Retirement planning

                        Multigenerational planning

                        Multigenerational planning

                        Legacy—Wealth for others

                        For needs that go beyond your own—to help you improve the lives of others

                        What will your legacy be?
                        It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

                        Learn more at ubs.com/wealthway.

                        Backed by the strength of UBS

                        A global leader in wealth management

                        $2.8 trillion

                        In invested assets globally 
                        As of 06/30/2022

                        51 countries

                        Our global footprint

                        Global leader

                        UBS is a world-leading wealth manager

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