Experience

Makes all the difference

Rob Giordano

Managing Director

Market Director

Registered States:
  • MA
  • NY
  • TX
100 Crescent Court
Dallas, TX 75201

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James "Jim" Suey

Director

Associate Market Executive

Jim has 19 years of experience in the financial services industry in various roles covering compliance, human resources, operations, and trading including the last 7 years at UBS Financial Services. He is currently the Market Administrative Officer for the North Texas Market. Jim received a Bachelor of Science Degree in Business Administration and holds FINRA license's 7, 66, 9, and 10.

Registered States:
  • TX
301 Commerce Street
Suite 2800
Fort Worth, TX 76102

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Sarah Wester

Associate Director

Supervisory Officer

Registered States:
  • FL
  • TX
Home Worker FL
Home Worker FL, FL 000

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Jennifer Watson

Branch Office Administrator

301 Commerce Street
Suite 2800
Fort Worth, TX 76102

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Jen McCann

Associate Director

Admin Manager

Registered States:
  • TX
301 Commerce Street
Suite 2800
Fort Worth, TX 76102

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