Managing Director
Market Director
Director
Associate Market Executive
Jim has 19 years of experience in the financial services industry in various roles covering compliance, human resources, operations, and trading including the last 7 years at UBS Financial Services. He is currently the Market Administrative Officer for the North Texas Market. Jim received a Bachelor of Science Degree in Business Administration and holds FINRA license's 7, 66, 9, and 10.
Associate Director
Supervisory Officer
Branch Office Administrator
Associate Director
Admin Manager