Lasting relationships

Understanding what matters most to you

Meeting with presenter

Where are you today and where do you want to be tomorrow? We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals.

Mountaintop observatory

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Ryan Rozniakowski

    Ryan Rozniakowski

    Executive Director

    Market Director

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    • AR
    • CO
    • IA
    • MA
    • NV
    • UT

    Ryan is the Market Director of the UBS Denver wealth management office, the flagship branch in the UBS Rockies Market. Ryan is responsible for overseeing 100+ employees and driving growth and profitability. As a Market leader, he approaches each day with an intense passion to help people pursue and achieve extraordinary results. He is committed to creating a culture that inspires others to consistently outpace both personal and professional goals. He views challenging environments and complex problems as opportunities to deliver meaningful solutions to both employees and clients alike.

    A true partner, Ryan believes that in order for Financial Advisors to deliver a world class experience to their clients they need a management team who recognizes the importance of providing timely, relevant, and accurate information. In this way, he is committed to becoming the key resource for his advisors as they look to effectively manage and grow their practices.

    Prior to his role as Market Director, Ryan served as the Assistant Market Head and was responsible for driving sales and profitability across the UBS Rockies Market. Ryan also previously served as the Rockies Market Wealth Management Banker and lead growth and enhanced client experience through the UBS Banking and Lending platform, which featured residential and commercial mortgages, securities backed lending, and a broad range of other credit solutions. He is originally from Philadelphia, Pennsylvania and attended West Chester University, where he helped pioneer a reintroduction of their once storied wrestling program, before studying economics and political science at Pennsylvania State University. Ryan currently holds Series 7, 9, 10, and 66 securities licenses, as well as a Leadership in Diversity and Inclusion certificate from Cornell University.

     

          4600 South Ulster Street
          Suite 700
          Denver, CO 80237
        • UBS Rockies Executive Team Assistant

          Kara Fontaine

          Executive / Team Assistant

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            Kara began her career with Chase Bank in 2004. First working as a teller, she held several positions including Assistant Branch Manager in both Colorado and Washington State. She joined UBS in January 2023 as an Executive Team Assistant. Kara lives in southwest Denver with her fiancé and two dogs, Hank and Margo. A foodie at heart, she enjoys cooking, gardening and trivia.

                  4600 South Ulster Street
                  Suite 700
                  Denver, CO 80237
                • UBS Denver Administrative Manager

                  Christa Lupton

                  Authorized Officer

                  Admin Manager

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                  • CO
                  • TX

                  Christa joined UBS in February 2023. Previous to UBS, Christa has been in the financial industry for 10 years, serving in roles in both brokerage and banking sectors. Most recently, Christa managed a team of brokers for an emerging FinTech company. Christa grew up in Amarillo, Texas, and graduated from West Texas A&M University. In her free time, Christa enjoys traveling with her husband and their Australian Shepherd, Auss, and spending time at a family property in Grand Lake, CO.

                        4600 South Ulster Street
                        Suite 700
                        Denver, CO 80237
                      • UBS Rockies Market Supervisory Officer

                        Erin Zuckerman

                        Director

                        Market Supervisory Officer

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                        • AK
                        • AL
                        • AR
                        • AZ
                        • CA
                        • CO
                        • CT
                        • DC
                        • DE
                        • FL
                        • GA
                        • HI
                        • IA
                        • ID
                        • IL
                        • IN
                        • KS
                        • KY
                        • LA
                        • MA
                        • MD
                        • ME
                        • MI
                        • MN
                        • MO
                        • MS
                        • MT
                        • NC
                        • ND
                        • NE
                        • NH
                        • NJ
                        • NM
                        • NV
                        • NY
                        • OH
                        • OK
                        • OR
                        • PA
                        • PR
                        • RI
                        • SC
                        • SD
                        • TN
                        • TX
                        • UT
                        • VA
                        • VI
                        • VT
                        • WA
                        • WI
                        • WV
                        • WY

                        Erin recently joined UBS after 14 years with Merrill Lynch. She was the Senior Market Supervision Manager of the SD Financial Center Complex, managing multiple New York City branch offices. Erin recently relocated to Colorado with her husband, Justin, and 1.5 year old son, Stone, to be closer to the mountains. They enjoy snowboarding, hiking, and all the outdoor activities Colorado has to offer.

                              4600 South Ulster Street
                              Suite 700
                              Denver, CO 80237
                            • scott-collins

                              Scott Collins

                              Associate Director

                              Branch Operations Manager

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                              • CO
                              • ID
                              • NM
                              • UT

                              Scott Collins is a graduate of UCLA with a degree in Economics. He has 20 years of industry experience and joined UBS Financial Services in 2017 as an Administrative Manager in the Denver Tech Center. In 2018 he moved into the Market Service Manager Role supporting the Rockies Market.

                                    4600 South Ulster Street
                                    Suite 700
                                    Denver, CO 80237
                                  • Laurene-Hayden

                                    Laurie Hayden

                                    Director

                                    Market Administrative Officer

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                                    • CO
                                    • UT

                                    Laurie serves as the Director of Client Experience for the Rockies Market. She started her career at Boettcher and Company holding various roles in compliance, institutional sales and margin before joining PaineWebber (now UBS) in 1991. She has worked in many different aspects of the business at UBS including CSA, Executive Team Assistant, Operations and Compliance Management. Laurie currently holds her 7, 63,66,8 and Colorado Insurance License. She is married and has two children. She enjoys gardening and spending time with her family and two dogs.

                                          4600 South Ulster Street
                                          Suite 700
                                          Denver, CO 80237
                                        Tree

                                        Exceptional financial strength and stability

                                        compass

                                        A way forward

                                        The unique needs of athletes and entertainers

                                        The unique needs of athletes and entertainers

                                        Legacy—Wealth for others

                                        For needs that go beyond your own—to help you improve the lives of others

                                        What will your legacy be?
                                        It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

                                        Learn more at ubs.com/wealthway.

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                                        As of 12/31/2022

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