Let's move forward. Together.

Where are you today and where do you want to be tomorrow? We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals.

Adult couple on cell phone

  • Jad photo

    Jad Dieterle

    Executive Director

    Market Director

    • image
    • image
    • image
    • ME
    • MI
    • NH
    • SC
    • TX
    • VT

    Jad and his team work to help their colleagues achieve their goals in an environment that is supportive, collegial and marked by excellence. While leading the firm's businesses in Northern New England, Jad tries to spend as much of his time as possible focused on his "Why" – "Fostering a culture of passion and empathy so that people feel good about who they are and what they do." Above all else, Jad believes that culture is the most important component to employee satisfaction, and employee satisfaction is the most important component to client satisfaction. With this premise at the forefront of the management team's leadership efforts, the group strives to foster people before business – and good results seem to follow.

    Jad developed this "culture first" approach over the course of his 25 year career. His previous roles include Branch Manager for the UBS offices in Bethesda MD and Columbus OH, as well as Head of Field Integration during the firm's acquisition of Piper Jaffray. Prior to joining UBS he held various management positions at Prudential Securities and was a Financial Consultant with Merrill Lynch.

    Jad is a graduate of the University of Notre Dame with a Bachelors in Business Administration, and he has an MBA from Wheeling Jesuit University. In addition, he has attended several executive education programs including Harvard's High Potentials Leadership Program and the Authentic Leadership Development Program, Stanford's Interpersonal Dynamics for High Performing Executives, and the Securities Industry Institute at the Wharton School.

    He is a past president of the Yarmouth Football Program. He is also a current volunteer for Habitat for Humanity and enjoys supporting members of his office in their fundraising efforts for various causes. He is also a Board Member for Make a Wish Foundation of Maine and Chairman of the Board for Big Brothers-Big Sisters of Southern Maine.

     

          1 City Center
          10th Floor
          Portland, ME 04101
          jad.dieterle@ubs.com
          Jad Dieterle
          1 City Center,Portland,ME,04101
        • Ryann pic

          Ryann Kilgore

          Executive Director

          Market Director

          • image
          • image
          • image
          • AK
          • AL
          • AZ
          • CA
          • CO
          • CT
          • DC
          • DE
          • FL
          • GA
          • HI
          • IA
          • ID
          • IL
          • IN
          • KS
          • KY
          • LA
          • MA
          • MD
          • ME
          • MI
          • MN
          • MO
          • MS
          • MT
          • NC
          • NE
          • NH
          • NJ
          • NM
          • NV
          • NY
          • OH
          • OK
          • OR
          • PA
          • RI
          • SC
          • SD
          • TN
          • TX
          • UT
          • VA
          • VT
          • WA
          • WI
          • WY

                500 Exchange Street
                Providence, RI 02903
                ryann.kilgore@ubs.com
                Ryann Kilgore
                500 Exchange Street,Providence,RI,02903
              • Ben pic

                Benedict Tarantino

                Managing Director

                Market Director

                • image
                • image
                • image
                • CA
                • FL
                • MO
                • NY
                • OK
                • SC
                • TX

                      400 Linden Oaks
                      Rochester, NY 14625
                      ben.tarantino@ubs.com
                      Benedict Tarantino
                      400 Linden Oaks,Rochester,NY,14625
                    • Gabe pic

                      Gabriel D'Amica

                      Executive Director

                      Market Director

                      • image
                      • image
                      • image
                      • CT
                      • MA
                      • PA
                      • RI
                      • VA

                            One Monarch Place
                            Suite 1400
                            Springfield, MA 01144
                            gabriel.damica@ubs.com
                            Gabriel D'Amica
                            One Monarch Place,Springfield,MA,01144
                          • image

                            Louis Sforza

                            Executive Director

                            Market Director

                            • image
                            • image
                            • image
                            • AL
                            • AR
                            • AZ
                            • CA
                            • CO
                            • CT
                            • DC
                            • DE
                            • FL
                            • GA
                            • HI
                            • IA
                            • ID
                            • IL
                            • IN
                            • KS
                            • KY
                            • MA
                            • MD
                            • ME
                            • MI
                            • MN
                            • MS
                            • NC
                            • ND
                            • NE
                            • NH
                            • NJ
                            • NM
                            • NV
                            • NY
                            • OH
                            • OK
                            • OR
                            • PA
                            • RI
                            • SC
                            • TN
                            • TX
                            • UT
                            • VA
                            • WA
                            • WI
                            • WV
                            • WY
                            • Forbes Best-in-State Wealth Management Teams, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

                                500 Grant Street
                                BNY Mellon Center
                                Pittsburgh, PA 15219
                                louis.sforza@ubs.com
                                Louis Sforza
                                500 Grant Street,Pittsburgh,PA,15219
                              • image

                                Undra Johnson

                                Director

                                Market Director

                                • image
                                • image
                                • image
                                • AL
                                • AR
                                • AZ
                                • CA
                                • CT
                                • DC
                                • FL
                                • GA
                                • HI
                                • ID
                                • IL
                                • IN
                                • KY
                                • MA
                                • MD
                                • ME
                                • MI
                                • MO
                                • MS
                                • NC
                                • NJ
                                • NY
                                • OH
                                • PA
                                • RI
                                • SC
                                • TN
                                • TX
                                • UT
                                • VA
                                • WV

                                      4000 Town Center
                                      Canonsburg, PA 15317
                                      undra.johnson@ubs.com
                                      Undra Johnson
                                      4000 Town Center,Canonsburg,PA,15317
                                    • Rob pic

                                      Robert Swanson

                                      Executive Director

                                      Market Director

                                      • image
                                      • image
                                      • image
                                      • CA
                                      • CT
                                      • FL
                                      • MA
                                      • NJ
                                      • NY

                                      Robert is an Executive Director and Market Director responsible for leading the UBS wealth management businesses in Buffalo and Jamestown, NY. Robert joined UBS in 2006 and held a variety of leadership roles throughout his tenure at the firm. He began his UBS career as an investment analyst in our New York headquarters office working with industry leading Financial Advisors and high net worth clients on investment planning and portfolio construction. Robert then ascended into leadership roles where he served as a Sales Manager and Assistant Complex Director in New York City. In May 2015, Robert was promoted to Branch Manager in Westport, CT and most recently served as the Branch Manager of our Paramus, NJ office.

                                      Prior to UBS, Robert was a regional sales specialist for Dreyfus Investments with responsibilities for mutual fund and separately managed account sales. Originally from Upstate New York, Robert began his career as a Financial Planner at Sagemark Consulting in Rochester, NY. 

                                      Robert received a Bachelor's degree in Economics from the University at Buffalo and a Master of Science in Finance from Simon Business School at the University of Rochester. 

                                      Robert has earned the CERTIFIED FINANCIAL PLANNER™, Certified Investment Management Analyst (CIMA®) and Certified Private Wealth Advisor (CPWA®) certifications. He also holds the Series 3, 7, 9, 10, 63 & 65 securities licenses and state Life & Health Insurance licenses.

                                      Robert lives in Pittsford, NY with his wife, Jaclyn and their two sons. In his free time he enjoys spending time with his family, skiing and golf. Robert also enjoys giving back to the community in various ways. He most recently served as a mentor with the American Corporate Partners organization which provides mentorship and career coaching to transitioning military veterans.

                                            250 Delaware Avenue
                                            Suite 610
                                            Buffalo, NY 14202
                                            robert.swanson@ubs.com
                                            Robert Swanson
                                            250 Delaware Avenue,Buffalo,NY,14202
                                          • Andy pic

                                            Andrew Babiak

                                            Director

                                            Associate Market Executive

                                            • image
                                            • image
                                            • image
                                            • CT

                                            Andy is Director and Associate Market Executive of the Greater New England Market - based in Hartford. Andy has been with UBS since 2005, and in the Wealth Management industry for over 30 years, beginning his career as a Financial Advisor. Andy is a dedicated leader, focused on working with a team of Wealth Management professionals, to help put them in the best possible position to deliver unique solutions to their clients by leveraging the full range of UBS businesses and resources worldwide.

                                            Andy works extensively with his local community. He is in his 6th year as a member of the Board of Directors of New Haven Reads - an organization dedicated to increasing the literacy skills of children. Andy's past community leadership includes founding membership of the Professional Advisory Council of the Community Foundation of New Haven, and founding membership of the New Haven Promise Advisory Council. Andy values mentorship, and his work as a mentor includes the UBS/ACP Veterans Mentoring Program - assisting veterans transitioning from military careers to the private sector workforce, as well as the UBS Global WM Mentoring Program.

                                            Originally from New York City, Andy earned his BS in Business from The State University of New York, and resides in CT with his wife and 3 children.

                                                  One State Street
                                                  Suite 1600
                                                  Hartford, CT 06103
                                                  andrew.babiak@ubs.com
                                                  Andrew Babiak
                                                  One State Street,Hartford,CT,06103
                                                • Gary pic

                                                  Gary Vengelen

                                                  Director

                                                  Associate Market Executive

                                                  • image
                                                  • image
                                                  • image
                                                  • AZ
                                                  • CT
                                                  • FL
                                                  • NY
                                                  • RI

                                                        400 Linden Oaks
                                                        Rochester, NY 14625
                                                        gary.vengelen@ubs.com
                                                        Gary Vengelen
                                                        400 Linden Oaks,Rochester,NY,14625
                                                      • Patrick photo

                                                        Patrick Henning

                                                        Director

                                                        Market Director

                                                        • image
                                                        • image
                                                        • image
                                                        • CT
                                                        • MA
                                                        • ME
                                                        • NH
                                                        • VT

                                                        For over 20 years Patrick has been helping Financial Advisors grow their business.  Today he is leading the UBS businesses in New Hampshire, where he serves as colleague and coach to Financial Advisors to help them provide solutions to clients through a comprehensive wealth management approach.

                                                        Patrick began his career with Scudder Investments as Manager of Sales Support and Client Services.  After serving in various sales and service roles at Scudder, he relocated to New England in 2005 and spent 4 years at Smith Barney as Manager of Operations.

                                                        Patrick joined the UBS team in 2009 and ran the Operations group for the Northern New England Complex, supporting the UBS offices in Maine, New Hampshire and Vermont.  In 2013 he was promoted to Complex Administrative Manager, where he led the supervision and support teams.  Patrick's group focused on providing the highest level of operational and administrative support to meet the needs of each Financial Advisor's unique business.

                                                        Patrick is a graduate of Columbia College Chicago with a degree in Management.  He currently holds the FINRA Series 7, 9, 10, 66 and 24 licenses.  When not working, Patrick and his wife Meredith can be found with their family and friends on ski slopes or at the lake.

                                                         

                                                              1155 Elm Street
                                                              Suite 501
                                                              Manchester, NH 03101
                                                              patrick.henning@ubs.com
                                                              Patrick Henning
                                                              1155 Elm Street,Manchester,NH,03101

                                                            Why does A.I. in space matter?

                                                            Outlook on interest rates

                                                            Tree

                                                            UBS and Credit Suisse—stronger than ever

                                                            Global Wealth Report 2024

                                                            Crafted wealth intelligence

                                                            Now in its 15th edition, the Global Wealth Report 2024 offers you leading insights into household wealth and prosperity across the world. In the US, average wealth growth has spiked from 3.7% between 2000 and 2010 to nearly 6.3% between 2010 and 2023.

                                                            Gain additional insights into the trends shaping wealth in the US and around the world.

                                                            Download the report

                                                            A leader in wealth management

                                                            Backed by the strength of our parent company, UBS AG

                                                            $5.8+ trn

                                                            UBS Group invested assets
                                                            As of 03/31/2024

                                                            51 countries

                                                            Our global footprint

                                                            Global leader

                                                            UBS is a leading and truly global wealth manager

                                                            Insights