Managing Director
Market Director
Robert heads the Atlanta Market which includes Alabama, Georgia, Mississippi and South Carolina.
Professional History
Prior to joining the firm, he spent 12 years as a Financial Advisor and Manager at Merrill Lynch. Robert joined UBS in 2006 in the North Atlanta office. After a brief time as the Branch Manager for the Alpharetta, GA office, Robert was asked to run the North Atlanta Complex. In 2013, Robert's role changed to Complex Director overseeing the 3 UBS offices in Atlanta and later adding Greenville, South Carolina to the newly formed Atlanta Market. In recent years, Alabama, Mississippi and Daniel Island, SC were added creating what is now the current Atlanta Market.
He has served on the WMA Branch Manager Advisory Council.
Education
Robert received his Bachelor of Science in Public and Environmental Affairs from Indiana University in 1993.
Family & Personal Interests
Robert and his wife, Marni, reside in Alpharetta, GA with their son Josh. His daughters, Lindsay and Sydney attend Auburn University. Robert enjoys playing golf and tennis and is actively involved with coaching his son's sports.
Managing Director
Market Director
Robert heads the Atlanta Market which includes Alabama, Georgia, Mississippi and South Carolina.
Professional History
Prior to joining the firm, he spent 12 years as a Financial Advisor and Manager at Merrill Lynch. Robert joined UBS in 2006 in the North Atlanta office. After a brief time as the Branch Manager for the Alpharetta, GA office, Robert was asked to run the North Atlanta Complex. In 2013, Robert's role changed to Complex Director overseeing the 3 UBS offices in Atlanta and later adding Greenville, South Carolina to the newly formed Atlanta Market. In recent years, Alabama, Mississippi and Daniel Island, SC were added creating what is now the current Atlanta Market.
He has served on the WMA Branch Manager Advisory Council.
Education
Robert received his Bachelor of Science in Public and Environmental Affairs from Indiana University in 1993.
Family & Personal Interests
Robert and his wife, Marni, reside in Alpharetta, GA with their son Josh. His daughters, Lindsay and Sydney attend Auburn University. Robert enjoys playing golf and tennis and is actively involved with coaching his son's sports.
Director
Market Supervisory Officer
David is the Market Supervisory Officer of the Atlanta Market which includes Alabama, Georgia, Mississippi and South Carolina. He joined UBS in September 2005. In his current role as Market Supervisory Officer, he is responsible for managing risk and compliance. He partners with Financial Advisors and support teams in mitigating risk within their practice with a focus on protecting clients, employees, and UBS.
Professional History
Prior to his current role, David held various leadership roles within the firm, such as Administrative Manager and Operations Manager. The diverse experience within UBS has provided him the ability to service Advisors and clients on complex situations all while staying in the boundaries of policy and industry regulations.
Prior to joining UBS, David held multiple leadership roles at Invesco, SunTrust, and TD Waterhouse. He holds Series 7, Series 8, Series 24, Series 63, and Series 66 licenses with FINRA.
Family & Personal Interests
David is a Georgia native and resides in Marietta with his wife Anna. In his spare time, he enjoys outdoor activities with family. Motocross, fishing, jet skiing and hiking to name a few.
Director
Market Supervisory Officer
David is the Market Supervisory Officer of the Atlanta Market which includes Alabama, Georgia, Mississippi and South Carolina. He joined UBS in September 2005. In his current role as Market Supervisory Officer, he is responsible for managing risk and compliance. He partners with Financial Advisors and support teams in mitigating risk within their practice with a focus on protecting clients, employees, and UBS.
Professional History
Prior to his current role, David held various leadership roles within the firm, such as Administrative Manager and Operations Manager. The diverse experience within UBS has provided him the ability to service Advisors and clients on complex situations all while staying in the boundaries of policy and industry regulations.
Prior to joining UBS, David held multiple leadership roles at Invesco, SunTrust, and TD Waterhouse. He holds Series 7, Series 8, Series 24, Series 63, and Series 66 licenses with FINRA.
Family & Personal Interests
David is a Georgia native and resides in Marietta with his wife Anna. In his spare time, he enjoys outdoor activities with family. Motocross, fishing, jet skiing and hiking to name a few.
Authorized Officer
Executive / Team Assistant
Authorized Officer
Executive / Team Assistant
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
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