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Charles river

The power of partnership

We believe that the best experience begins with the right Financial Advisor. That's why our leadership team works with our Financial Advisors to create a supportive environment—one that fosters leadership, service excellence and productivity. From our rich tradition of wealth management experience and valuable intellectual capital to local-level decision making that responds readily to addressing clients' needs and goals, UBS Financial Advisors have the right resources to make a difference.

Your primary source for financial advice

We are here to provide quality strategies customized to your needs. We concentrate on developing long-term relationships through a commitment to quality client service. You can rely on our personalized advice, first-class solutions, and extensive wealth management experience.

  • Jim

    James Ducey

    Managing Director

    Market Executive

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          james.ducey@ubs.com
          James Ducey
        • Covino

          Robert Alan Covino

          Managing Director

          Market Director

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          • AK
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          • CA
          • CO
          • CT
          • DC
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          • FL
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          • KY
          • LA
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                401 East Las Olas Blvd, Ste 2300
                Las Olas Centre
                Fort Lauderdale, FL 33301
                robert.covino@ubs.com
                Robert Alan Covino
                401 East Las Olas Blvd, Ste 2300,Fort Lauderdale,FL,33301
              • Kreg

                Kreg Pearless

                Executive Director

                Market Director

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                • AK
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                • CO
                • CT
                • DC
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                • FL
                • GA
                • HI
                • IA
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                • IN
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                • KY
                • LA
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                      One Post Office Square
                      35th floor
                      Boston, MA 02109
                      kreg.pearless@ubs.com
                      Kreg Pearless
                      One Post Office Square,Boston,MA,02109
                    • Lexie

                      Alexis Bishop

                      Executive Director

                      Market Director

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                      • AK
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                      • CA
                      • CO
                      • CT
                      • DC
                      • DE
                      • FL
                      • GA
                      • HI
                      • IA
                      • ID
                      • IL
                      • IN
                      • KS
                      • KY
                      • LA
                      • MA
                      • MD
                      • ME
                      • MI
                      • MN
                      • MO
                      • MS
                      • MT
                      • NC
                      • ND
                      • NE
                      • NH
                      • NJ
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                      • NY
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                      • OR
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                      • PR
                      • RI
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                      Lexie is the Market Director for the South Shore and Wellesley offices in the Greater Boston Market. She works with Financial Advisors and Team Associates to build efficient, streamlined practices. This approach serves to deepen existing client relationships while identifying new opportunities for growth. Lexie uses her extensive knowledge and diversified experience in the financial services industry to provide a consistent, dedicated approach to coaching and resolving issues.

                      She has been with UBS for 24 years, originally joining PaineWebber from Smith Barney as an Operations Manager in the Boston Financial Advisor Training office in 2000. Since that time she has held a variety of roles including Financial Advisor, Branch Office Administrator, Regional Business Strategist, Assistant Complex Director and Branch Manager.

                      Lexie earned her BA in Finance from Simmons College in Boston, MA.  She grew up in Falmouth, Maine and enjoys skiing and spending time with family. Lexie resides in Scituate, MA with her Labrador Retriever, Boss.

                            1099 Hingham Street
                            3rd Floor
                            Rockland, MA 02370
                            alexis.bishop@ubs.com
                            Alexis Bishop
                            1099 Hingham Street,Rockland,MA,02370
                          • Brian Carolan

                            Brian Carolan, AWMA

                            Executive Director

                            Market Director

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                            • AK
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                            • IA
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                            • KY
                            • LA
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                            • MI
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                            • NC
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                            • OK
                            • OR
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                            • PR
                            • RI
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                            • UT
                            • VA
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                                  8 Essex Center Drive
                                  2nd Floor
                                  Peabody, MA 01960
                                  brian.carolan@ubs.com
                                  Brian Carolan, AWMA
                                  8 Essex Center Drive,Peabody,MA,01960
                                • Bryan Collins

                                  Bryan Collins

                                  Director

                                  Market Director

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                                  • AK
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                                  • CA
                                  • CO
                                  • CT
                                  • DC
                                  • DE
                                  • FL
                                  • GA
                                  • HI
                                  • IA
                                  • ID
                                  • IL
                                  • IN
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                                  • KY
                                  • LA
                                  • MA
                                  • MD
                                  • ME
                                  • MI
                                  • MN
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                                  • MT
                                  • NC
                                  • NE
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                                  • NJ
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                                  • OK
                                  • OR
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                                  • PR
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                                  Bryan serves as Market Director to the Coastal New England Market. With over a decade of experience in the Wealth Management Industry, he began his career building a successful business in Dallas, Texas before transitioning into several leadership roles. He is passionate about working with wealth management professionals to serve their clients, families, companies, and communities. He specializes in multigenerational planning, team structural development, and business growth, both new and organic.

                                  In addition to his career in finance, Bryan is a former professional athlete, having played in the NFL for the Houston Texans and Green Bay Packers.

                                  Outside of work, Bryan is driven to serve those around him.  He is active in the NFL Alumni Association, serving as the Treasurer in Dallas for multiple years.  He also participates in Rotary clubs nationally, with his home club being in Dallas and volunteers with local associations like We Share Hope and the Rhode Island Food Bank.

                                  In his free time, Bryan enjoys practicing yoga, golfing, and exploring New England with his wife, Sara. 

                                  Originally from Fort Worth, Texas and a SMU Alumni, Bryan lives in Narragansett with Sara and their two dogs, Myles and Rollie, where they all very much enjoy coastal living and the beach.

                                        500 Exchange Street
                                        Providence, RI 02903
                                        b.collins@ubs.com
                                        Bryan Collins
                                        500 Exchange Street,Providence,RI,02903
                                      • Jad photo

                                        Jad Dieterle

                                        Executive Director

                                        Market Director

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                                        • AK
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                                        • CA
                                        • CO
                                        • CT
                                        • DC
                                        • DE
                                        • FL
                                        • GA
                                        • HI
                                        • IA
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                                        • IL
                                        • IN
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                                        • KY
                                        • LA
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                                        • MD
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                                        • MI
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                                        • NC
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                                        • OK
                                        • OR
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                                        • PR
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                                        • WY

                                        Jad and his team work to help their colleagues achieve their goals in an environment that is supportive and collegial. While leading the firm's businesses in Northern New England, Jad tries to spend as much of his time as possible focused on his "Why" – "Fostering a culture of passion and empathy so that people feel good about who they are and what they do." Above all else, Jad believes that culture is the most important component to employee satisfaction, and employee satisfaction is the most important component to client satisfaction. With this premise at the forefront of the management team's leadership efforts, the group strives to foster people before business – and good results seem to follow.

                                        Jad developed this "culture first" approach over the course of his 25 year career. His previous roles include Branch Manager for the UBS offices in Bethesda MD and Columbus OH, as well as Head of Field Integration during the firm's acquisition of Piper Jaffray. Prior to joining UBS he held various management positions at Prudential Securities and was a Financial Consultant with Merrill Lynch.

                                        Jad is a graduate of the University of Notre Dame with a Bachelors in Business Administration, and he has an MBA from Wheeling Jesuit University. In addition, he has attended several executive education programs including Harvard's High Potentials Leadership Program and the Authentic Leadership Development Program, Stanford's Interpersonal Dynamics for High Performing Executives, and the Securities Industry Institute at the Wharton School.

                                        He is a past president of the Yarmouth Football Program. He is also a current volunteer for Habitat for Humanity and enjoys supporting members of his office in their fundraising efforts for various causes. He is also a Board Member for Make a Wish Foundation of Maine and Chairman of the Board for Big Brothers-Big Sisters of Southern Maine.

                                         

                                              1 City Center
                                              10th Floor
                                              Portland, ME 04101
                                              jad.dieterle@ubs.com
                                              Jad Dieterle
                                              1 City Center,Portland,ME,04101
                                            • Diane

                                              Dianne Funigiello

                                              Director

                                              Market Director

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                                              • AK
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                                              • IN
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                                              • KY
                                              • LA
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                                              • OK
                                              • OR
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                                                    One Monarch Place
                                                    Suite 1400
                                                    Springfield, MA 01144
                                                    dianne.funigiello@ubs.com
                                                    Dianne Funigiello
                                                    One Monarch Place,Springfield,MA,01144
                                                  • Undra

                                                    Undra Johnson

                                                    Director

                                                    Market Director

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                                                    • AL
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                                                          4000 Town Center
                                                          Canonsburg, PA 15317
                                                          undra.johnson@ubs.com
                                                          Undra Johnson
                                                          4000 Town Center,Canonsburg,PA,15317
                                                        • Lou

                                                          Louis Sforza

                                                          Executive Director

                                                          Market Director

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                                                          • AL
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                                                          • IA
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                                                          • Forbes Best-in-State Wealth Management Teams, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

                                                              600 Grant Street
                                                              Suite 4650
                                                              Pittsburgh, PA 15219
                                                              louis.sforza@ubs.com
                                                              Louis Sforza
                                                              600 Grant Street,Pittsburgh,PA,15219
                                                            • Rob pic

                                                              Robert Swanson

                                                              Executive Director

                                                              Market Director

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                                                              • AK
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                                                              • CA
                                                              • CO
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                                                              • DC
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                                                              • FL
                                                              • GA
                                                              • HI
                                                              • IA
                                                              • ID
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                                                              • IN
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                                                              • LA
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                                                              Robert is an Executive Director and Market Director responsible for leading the UBS wealth management businesses in Buffalo and Jamestown, NY. Robert joined UBS in 2006 and held a variety of leadership roles throughout his tenure at the firm. He began his UBS career as an investment analyst in our New York headquarters office working with industry leading Financial Advisors and high net worth clients on investment planning and portfolio construction. Robert then ascended into leadership roles where he served as a Sales Manager and Assistant Complex Director in New York City. In May 2015, Robert was promoted to Branch Manager in Westport, CT and most recently served as the Branch Manager of our Paramus, NJ office.

                                                              Prior to UBS, Robert was a regional sales specialist for Dreyfus Investments with responsibilities for mutual fund and separately managed account sales. Originally from Upstate New York, Robert began his career as a Financial Planner at Sagemark Consulting in Rochester, NY. 

                                                              Robert received a Bachelor's degree in Economics from the University at Buffalo and a Master of Science in Finance from Simon Business School at the University of Rochester. 

                                                              Robert has earned the CERTIFIED FINANCIAL PLANNER®, Certified Investment Management Analyst (CIMA®) and Certified Private Wealth Advisor (CPWA®) certifications. He also holds the Series 3, 7, 9, 10, 63 & 65 securities licenses and state Life & Health Insurance licenses.

                                                              Robert lives in Pittsford, NY with his wife, Jaclyn and their two sons. In his free time he enjoys spending time with his family, skiing and golf. Robert also enjoys giving back to the community in various ways. He most recently served as a mentor with the American Corporate Partners organization which provides mentorship and career coaching to transitioning military veterans.

                                                                    250 Delaware Avenue
                                                                    Suite 610
                                                                    Buffalo, NY 14202
                                                                    robert.swanson@ubs.com
                                                                    Robert Swanson
                                                                    250 Delaware Avenue,Buffalo,NY,14202
                                                                  • Ben pic

                                                                    Benedict Tarantino

                                                                    Managing Director

                                                                    Market Director

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                                                                    • AK
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                                                                          400 Linden Oaks
                                                                          2nd Floor
                                                                          Rochester, NY 14625
                                                                          ben.tarantino@ubs.com
                                                                          Benedict Tarantino
                                                                          400 Linden Oaks,Rochester,NY,14625
                                                                        • Susan Wolff

                                                                          Susan Wolff

                                                                          Director

                                                                          Market Supervisory Officer

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                                                                          • CT
                                                                          • MA
                                                                          • NH
                                                                          • PA
                                                                          • SC

                                                                                One Post Office Square
                                                                                32nd and 33rd floors
                                                                                Boston, MA 02109
                                                                                susan.wolff@ubs.com
                                                                                Susan Wolff
                                                                                One Post Office Square,Boston,MA,02109
                                                                              • Thomas Hanlon

                                                                                Thomas Hanlon

                                                                                Executive Director

                                                                                Market Administrative Officer

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                                                                                • MA

                                                                                      8 Essex Center Drive
                                                                                      2nd Floor
                                                                                      Peabody, MA 01960
                                                                                      thomas.hanlon@ubs.com
                                                                                      Thomas Hanlon
                                                                                      8 Essex Center Drive,Peabody,MA,01960
                                                                                    • Andrea Kelley

                                                                                      Andrea Kelley

                                                                                      Director

                                                                                      Branch Operations Manager

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                                                                                      • CT
                                                                                      • MA
                                                                                      • ME
                                                                                      • NH
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                                                                                      • RI
                                                                                      • VT

                                                                                      Andrea has over 20 years of experience in the wealth management field leading teams in providing a positive and comprehensive client experience. Prior to joining UBS in early 2018 she was a branch manager at Scottrade for over 14 years. When not at work Andrea enjoys spending time with her family, gardening and hiking. Andrea currently holds FINRA Series 7,9,10,63,66.

                                                                                            Home Worker VT
                                                                                            Home Worker VT, VT 000
                                                                                            andrea.chamberlain@ubs.com
                                                                                            Andrea Kelley
                                                                                            Home Worker VT,Home Worker VT,VT,000
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                                                                                          Tariffs, volatility and your portfolio

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                                                                                          In the first 100 days of a second Trump administration, policy uncertainty continues to dominate. Do you have questions about the impact of tariffs, inflation and geopolitical developments on your investment strategy?

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