Be global. Feel local.

The power of partnership

We believe that the best experience begins with the right Financial Advisor. That's why our leadership team works with our Financial Advisors to create a supportive environment—one that fosters leadership, service excellence and productivity. From our rich tradition of wealth management experience and valuable intellectual capital to local-level decision making that responds readily to addressing clients' needs and goals, UBS Financial Advisors have the right resources to make a difference.

Your primary source for financial advice

We are here to provide quality strategies customized to your needs. We concentrate on developing long-term relationships through a commitment to quality client service. You can rely on our personalized advice, first-class solutions, and extensive wealth management experience.

James Ducey

Managing Director

Market Executive
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
james.ducey@ubs.com

James Ducey
Robert Alan Covino

Managing Director

Market Director
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
401 East Las Olas Blvd, Ste 2300
Las Olas Centre
Fort Lauderdale, FL 33301

robert.covino@ubs.com

Robert Alan Covino

401 East Las Olas Blvd, Ste 2300,Fort Lauderdale,FL,33301
Kreg Pearless

Executive Director

Market Director
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
One Post Office Square
35th floor
Boston, MA 02109

kreg.pearless@ubs.com

Kreg Pearless

One Post Office Square,Boston,MA,02109
Alexis Bishop

Executive Director

Market Director
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
Lexie is the Market Director for the South Shore and Wellesley offices in the Greater Boston Market. She works with Financial Advisors and Team Associates to build efficient, streamlined practices. This approach serves to deepen existing client relationships while identifying new opportunities for growth. Lexie uses her extensive knowledge and diversified experience in the financial services industry to provide a consistent, dedicated approach to coaching and resolving issues.

She has been with UBS for 24 years, originally joining PaineWebber from Smith Barney as an Operations Manager in the Boston Financial Advisor Training office in 2000. Since that time she has held a variety of roles including Financial Advisor, Branch Office Administrator, Regional Business Strategist, Assistant Complex Director and Branch Manager.

Lexie earned her BA in Finance from Simmons College in Boston, MA. She grew up in Falmouth, Maine and enjoys skiing and spending time with family. Lexie resides in Scituate, MA with her Labrador Retriever, Boss.
1099 Hingham Street
3rd Floor
Rockland, MA 02370

alexis.bishop@ubs.com

Alexis Bishop

1099 Hingham Street,Rockland,MA,02370
Brian Carolan, AWMA

Executive Director

Market Director
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
8 Essex Center Drive
2nd Floor
Peabody, MA 01960

brian.carolan@ubs.com

Brian Carolan, AWMA

8 Essex Center Drive,Peabody,MA,01960
Bryan Collins

Director

Market Director
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WV
- WY
Bryan serves as Market Director to the Coastal New England Market. With over a decade of experience in the Wealth Management Industry, he began his career building a successful business in Dallas, Texas before transitioning into several leadership roles. He is passionate about working with wealth management professionals to serve their clients, families, companies, and communities. He specializes in multigenerational planning, team structural development, and business growth, both new and organic.

In addition to his career in finance, Bryan is a former professional athlete, having played in the NFL for the Houston Texans and Green Bay Packers.

Outside of work, Bryan is driven to serve those around him. He is active in the NFL Alumni Association, serving as the Treasurer in Dallas for multiple years. He also participates in Rotary clubs nationally, with his home club being in Dallas and volunteers with local associations like We Share Hope and the Rhode Island Food Bank.

In his free time, Bryan enjoys practicing yoga, golfing, and exploring New England with his wife, Sara.

Originally from Fort Worth, Texas and a SMU Alumni, Bryan lives in Narragansett with Sara and their two dogs, Myles and Rollie, where they all very much enjoy coastal living and the beach.
500 Exchange Street
Providence, RI 02903

b.collins@ubs.com

Bryan Collins

500 Exchange Street,Providence,RI,02903

Jad Dieterle

Executive Director

Market Director
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
Jad and his team work to help their colleagues achieve their goals in an environment that is supportive and collegial. While leading the firm's businesses in Northern New England, Jad tries to spend as much of his time as possible focused on his "Why" – "Fostering a culture of passion and empathy so that people feel good about who they are and what they do." Above all else, Jad believes that culture is the most important component to employee satisfaction, and employee satisfaction is the most important component to client satisfaction. With this premise at the forefront of the management team's leadership efforts, the group strives to foster people before business – and good results seem to follow.

Jad developed this "culture first" approach over the course of his 25 year career. His previous roles include Branch Manager for the UBS offices in Bethesda MD and Columbus OH, as well as Head of Field Integration during the firm's acquisition of Piper Jaffray. Prior to joining UBS he held various management positions at Prudential Securities and was a Financial Consultant with Merrill Lynch.

Jad is a graduate of the University of Notre Dame with a Bachelors in Business Administration, and he has an MBA from Wheeling Jesuit University. In addition, he has attended several executive education programs including Harvard's High Potentials Leadership Program and the Authentic Leadership Development Program, Stanford's Interpersonal Dynamics for High Performing Executives, and the Securities Industry Institute at the Wharton School.

He is a past president of the Yarmouth Football Program. He is also a current volunteer for Habitat for Humanity and enjoys supporting members of his office in their fundraising efforts for various causes. He is also a Board Member for Make a Wish Foundation of Maine and Chairman of the Board for Big Brothers-Big Sisters of Southern Maine.
1 City Center
10th Floor
Portland, ME 04101

jad.dieterle@ubs.com

Jad Dieterle

1 City Center,Portland,ME,04101
Dianne Funigiello

Director

Market Director
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
One Monarch Place
Suite 1400
Springfield, MA 01144

dianne.funigiello@ubs.com

Dianne Funigiello

One Monarch Place,Springfield,MA,01144
Undra Johnson

Director

Market Director
View bio
- AL
- AR
- AZ
- CA
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- MA
- MD
- ME
- MI
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- PA
- RI
- SC
- TN
- TX
- UT
- VA
- WI
- WV
4000 Town Center
Canonsburg, PA 15317

undra.johnson@ubs.com

Undra Johnson

4000 Town Center,Canonsburg,PA,15317
Louis Sforza

Executive Director

Market Director
View bio Industry recognition
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
- Forbes Best-in-State Wealth Management Teams, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
600 Grant Street
Suite 4650
Pittsburgh, PA 15219

louis.sforza@ubs.com

Louis Sforza

600 Grant Street,Pittsburgh,PA,15219
Robert Swanson

Executive Director

Market Director
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WY
Robert is an Executive Director and Market Director responsible for leading the UBS wealth management businesses in Buffalo and Jamestown, NY. Robert joined UBS in 2006 and held a variety of leadership roles throughout his tenure at the firm. He began his UBS career as an investment analyst in our New York headquarters office working with industry leading Financial Advisors and high net worth clients on investment planning and portfolio construction. Robert then ascended into leadership roles where he served as a Sales Manager and Assistant Complex Director in New York City. In May 2015, Robert was promoted to Branch Manager in Westport, CT and most recently served as the Branch Manager of our Paramus, NJ office.

Prior to UBS, Robert was a regional sales specialist for Dreyfus Investments with responsibilities for mutual fund and separately managed account sales. Originally from Upstate New York, Robert began his career as a Financial Planner at Sagemark Consulting in Rochester, NY.

Robert received a Bachelor's degree in Economics from the University at Buffalo and a Master of Science in Finance from Simon Business School at the University of Rochester.

Robert has earned the CERTIFIED FINANCIAL PLANNER®, Certified Investment Management Analyst (CIMA®) and Certified Private Wealth Advisor (CPWA®) certifications. He also holds the Series 3, 7, 9, 10, 63 & 65 securities licenses and state Life & Health Insurance licenses.

Robert lives in Pittsford, NY with his wife, Jaclyn and their two sons. In his free time he enjoys spending time with his family, skiing and golf. Robert also enjoys giving back to the community in various ways. He most recently served as a mentor with the American Corporate Partners organization which provides mentorship and career coaching to transitioning military veterans.
250 Delaware Avenue
Suite 610
Buffalo, NY 14202

robert.swanson@ubs.com

Robert Swanson

250 Delaware Avenue,Buffalo,NY,14202
Benedict Tarantino

Managing Director

Market Director
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
400 Linden Oaks
2nd Floor
Rochester, NY 14625

ben.tarantino@ubs.com

Benedict Tarantino

400 Linden Oaks,Rochester,NY,14625

Susan Wolff

Director

Market Supervisory Officer
View bio
- CT
- MA
- NH
- PA
- SC
One Post Office Square
32nd and 33rd floors
Boston, MA 02109

susan.wolff@ubs.com

Susan Wolff

One Post Office Square,Boston,MA,02109
Thomas Hanlon

Executive Director

Market Administrative Officer
View bio
- MA
8 Essex Center Drive
2nd Floor
Peabody, MA 01960

thomas.hanlon@ubs.com

Thomas Hanlon

8 Essex Center Drive,Peabody,MA,01960
Andrea Kelley

Director

Branch Operations Manager
View bio
- CT
- MA
- ME
- NH
- NY
- PA
- RI
- VT
Andrea has over 20 years of experience in the wealth management field leading teams in providing a positive and comprehensive client experience. Prior to joining UBS in early 2018 she was a branch manager at Scottrade for over 14 years. When not at work Andrea enjoys spending time with her family, gardening and hiking. Andrea currently holds FINRA Series 7,9,10,63,66.
Home Worker VT
Home Worker VT, VT 000

andrea.chamberlain@ubs.com

Andrea Kelley

Home Worker VT,Home Worker VT,VT,000

James Ducey

Managing Director

Market Executive
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
james.ducey@ubs.com

James Ducey
Robert Alan Covino

Managing Director

Market Director
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
401 East Las Olas Blvd, Ste 2300
Las Olas Centre
Fort Lauderdale, FL 33301

robert.covino@ubs.com

Robert Alan Covino

401 East Las Olas Blvd, Ste 2300,Fort Lauderdale,FL,33301
Kreg Pearless

Executive Director

Market Director
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
One Post Office Square
35th floor
Boston, MA 02109

kreg.pearless@ubs.com

Kreg Pearless

One Post Office Square,Boston,MA,02109
Alexis Bishop

Executive Director

Market Director
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
Lexie is the Market Director for the South Shore and Wellesley offices in the Greater Boston Market. She works with Financial Advisors and Team Associates to build efficient, streamlined practices. This approach serves to deepen existing client relationships while identifying new opportunities for growth. Lexie uses her extensive knowledge and diversified experience in the financial services industry to provide a consistent, dedicated approach to coaching and resolving issues.

She has been with UBS for 24 years, originally joining PaineWebber from Smith Barney as an Operations Manager in the Boston Financial Advisor Training office in 2000. Since that time she has held a variety of roles including Financial Advisor, Branch Office Administrator, Regional Business Strategist, Assistant Complex Director and Branch Manager.

Lexie earned her BA in Finance from Simmons College in Boston, MA. She grew up in Falmouth, Maine and enjoys skiing and spending time with family. Lexie resides in Scituate, MA with her Labrador Retriever, Boss.
1099 Hingham Street
3rd Floor
Rockland, MA 02370

alexis.bishop@ubs.com

Alexis Bishop

1099 Hingham Street,Rockland,MA,02370
Brian Carolan, AWMA

Executive Director

Market Director
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
8 Essex Center Drive
2nd Floor
Peabody, MA 01960

brian.carolan@ubs.com

Brian Carolan, AWMA

8 Essex Center Drive,Peabody,MA,01960
Bryan Collins

Director

Market Director
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WV
- WY
Bryan serves as Market Director to the Coastal New England Market. With over a decade of experience in the Wealth Management Industry, he began his career building a successful business in Dallas, Texas before transitioning into several leadership roles. He is passionate about working with wealth management professionals to serve their clients, families, companies, and communities. He specializes in multigenerational planning, team structural development, and business growth, both new and organic.

In addition to his career in finance, Bryan is a former professional athlete, having played in the NFL for the Houston Texans and Green Bay Packers.

Outside of work, Bryan is driven to serve those around him. He is active in the NFL Alumni Association, serving as the Treasurer in Dallas for multiple years. He also participates in Rotary clubs nationally, with his home club being in Dallas and volunteers with local associations like We Share Hope and the Rhode Island Food Bank.

In his free time, Bryan enjoys practicing yoga, golfing, and exploring New England with his wife, Sara.

Originally from Fort Worth, Texas and a SMU Alumni, Bryan lives in Narragansett with Sara and their two dogs, Myles and Rollie, where they all very much enjoy coastal living and the beach.
500 Exchange Street
Providence, RI 02903

b.collins@ubs.com

Bryan Collins

500 Exchange Street,Providence,RI,02903
Jad Dieterle

Executive Director

Market Director
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
Jad and his team work to help their colleagues achieve their goals in an environment that is supportive and collegial. While leading the firm's businesses in Northern New England, Jad tries to spend as much of his time as possible focused on his "Why" – "Fostering a culture of passion and empathy so that people feel good about who they are and what they do." Above all else, Jad believes that culture is the most important component to employee satisfaction, and employee satisfaction is the most important component to client satisfaction. With this premise at the forefront of the management team's leadership efforts, the group strives to foster people before business – and good results seem to follow.

Jad developed this "culture first" approach over the course of his 25 year career. His previous roles include Branch Manager for the UBS offices in Bethesda MD and Columbus OH, as well as Head of Field Integration during the firm's acquisition of Piper Jaffray. Prior to joining UBS he held various management positions at Prudential Securities and was a Financial Consultant with Merrill Lynch.

Jad is a graduate of the University of Notre Dame with a Bachelors in Business Administration, and he has an MBA from Wheeling Jesuit University. In addition, he has attended several executive education programs including Harvard's High Potentials Leadership Program and the Authentic Leadership Development Program, Stanford's Interpersonal Dynamics for High Performing Executives, and the Securities Industry Institute at the Wharton School.

He is a past president of the Yarmouth Football Program. He is also a current volunteer for Habitat for Humanity and enjoys supporting members of his office in their fundraising efforts for various causes. He is also a Board Member for Make a Wish Foundation of Maine and Chairman of the Board for Big Brothers-Big Sisters of Southern Maine.
1 City Center
10th Floor
Portland, ME 04101

jad.dieterle@ubs.com

Jad Dieterle

1 City Center,Portland,ME,04101
Dianne Funigiello

Director

Market Director
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
One Monarch Place
Suite 1400
Springfield, MA 01144

dianne.funigiello@ubs.com

Dianne Funigiello

One Monarch Place,Springfield,MA,01144
Undra Johnson

Director

Market Director
View bio
- AL
- AR
- AZ
- CA
- CT
- DC
- DE
- FL
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4000 Town Center
Canonsburg, PA 15317

undra.johnson@ubs.com

Undra Johnson

4000 Town Center,Canonsburg,PA,15317
Louis Sforza

Executive Director

Market Director
View bio Industry recognition
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
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- GA
- HI
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- ID
- IL
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- Forbes Best-in-State Wealth Management Teams, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
600 Grant Street
Suite 4650
Pittsburgh, PA 15219

louis.sforza@ubs.com

Louis Sforza

600 Grant Street,Pittsburgh,PA,15219
Robert Swanson

Executive Director

Market Director
View bio
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Robert is an Executive Director and Market Director responsible for leading the UBS wealth management businesses in Buffalo and Jamestown, NY. Robert joined UBS in 2006 and held a variety of leadership roles throughout his tenure at the firm. He began his UBS career as an investment analyst in our New York headquarters office working with industry leading Financial Advisors and high net worth clients on investment planning and portfolio construction. Robert then ascended into leadership roles where he served as a Sales Manager and Assistant Complex Director in New York City. In May 2015, Robert was promoted to Branch Manager in Westport, CT and most recently served as the Branch Manager of our Paramus, NJ office.

Prior to UBS, Robert was a regional sales specialist for Dreyfus Investments with responsibilities for mutual fund and separately managed account sales. Originally from Upstate New York, Robert began his career as a Financial Planner at Sagemark Consulting in Rochester, NY.

Robert received a Bachelor's degree in Economics from the University at Buffalo and a Master of Science in Finance from Simon Business School at the University of Rochester.

Robert has earned the CERTIFIED FINANCIAL PLANNER®, Certified Investment Management Analyst (CIMA®) and Certified Private Wealth Advisor (CPWA®) certifications. He also holds the Series 3, 7, 9, 10, 63 & 65 securities licenses and state Life & Health Insurance licenses.

Robert lives in Pittsford, NY with his wife, Jaclyn and their two sons. In his free time he enjoys spending time with his family, skiing and golf. Robert also enjoys giving back to the community in various ways. He most recently served as a mentor with the American Corporate Partners organization which provides mentorship and career coaching to transitioning military veterans.
250 Delaware Avenue
Suite 610
Buffalo, NY 14202

robert.swanson@ubs.com

Robert Swanson

250 Delaware Avenue,Buffalo,NY,14202
Benedict Tarantino

Managing Director

Market Director
View bio
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- DC
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400 Linden Oaks
2nd Floor
Rochester, NY 14625

ben.tarantino@ubs.com

Benedict Tarantino

400 Linden Oaks,Rochester,NY,14625
Susan Wolff

Director

Market Supervisory Officer
View bio
- CT
- MA
- NH
- PA
- SC
One Post Office Square
32nd and 33rd floors
Boston, MA 02109

susan.wolff@ubs.com

Susan Wolff

One Post Office Square,Boston,MA,02109
Thomas Hanlon

Executive Director

Market Administrative Officer
View bio
- MA
8 Essex Center Drive
2nd Floor
Peabody, MA 01960

thomas.hanlon@ubs.com

Thomas Hanlon

8 Essex Center Drive,Peabody,MA,01960
Andrea Kelley

Director

Branch Operations Manager
View bio
- CT
- MA
- ME
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- NY
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Andrea has over 20 years of experience in the wealth management field leading teams in providing a positive and comprehensive client experience. Prior to joining UBS in early 2018 she was a branch manager at Scottrade for over 14 years. When not at work Andrea enjoys spending time with her family, gardening and hiking. Andrea currently holds FINRA Series 7,9,10,63,66.
Home Worker VT
Home Worker VT, VT 000

andrea.chamberlain@ubs.com

Andrea Kelley

Home Worker VT,Home Worker VT,VT,000

Advice is our craft

We’re committed to understanding what wealth means for you.

At UBS, excellence comes from nurturing the best of our heritage, mastering the details and delivering the expertise you need to turn your financial vision into a reality. The result? Financial advice that is finely crafted for what matters most to you.

Turn possibilities into a plan

What’s really important to you—today and for the long term? UBS Wealth Way starts with questions and discussions that can help you organize your financial life into three key dimensions: Liquidity—to help provide cash flow for short-term expenses, Longevity—for longer-term needs and Legacy—for needs that go beyond your own.

^{UBS Wealth Way is an approach incorporating Liquidity. Longevity. Legacy. strategies that UBS Financial Services Inc. and our Financial Advisors can use to assist clients in exploring and pursuing their wealth management needs and goals over different time frames. This approach is not a promise or guarantee that wealth, or any financial results, can or will be achieved. All investments involve the risk of loss, including the risk of loss of the entire investment. Time frames may vary. Strategies are subject to individual client goals, objectives and suitability.}

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Tariffs, volatility and your portfolio

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In the first 100 days of a second Trump administration, policy uncertainty continues to dominate. Do you have questions about the impact of tariffs, inflation and geopolitical developments on your investment strategy?

We’re here to help you make sense of it all and move forward with confidence. Make sure your portfolio is prepared for ongoing market volatility.

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James Ducey

Robert Alan Covino

Kreg Pearless

Alexis Bishop

Brian Carolan, AWMA

Bryan Collins

Jad Dieterle

Dianne Funigiello

Undra Johnson

Louis Sforza

Robert Swanson

Benedict Tarantino

Susan Wolff

Thomas Hanlon

Andrea Kelley