Lasting relationships

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Jim Miller joined UBS is 2012 and is the Assistant Market Head for the Soundview Market.

In his role as Assistant Market Head Jim is focused on supporting and driving business growth for approximately 200 Financial Advisors in eight locations overseeing more than 30 billion in assets.

Prior to joining UBS, Jim’s Financial Services career spanned roles in consulting and management including as a producing Branch Manager at AXA Private Markets and the Director of Compliance and Operations at MetLife Securities.

Jim is NYS Insurance licensed and holds FINRA Series 4, 7, 24, 53, 66 licenses. Jim holds a Bachelor’s of Science in Psychology from Saint Louis University and a Masters of Business Administration from Iona College.

Jim lives in New Rochelle, NY with his wife Pam. He is a passionate outdoorsman having spent time as a certified river guide, as well as ski, kayaking, and stand-up paddleboard instructor.

• Saint Louis University, Bachelor's of Science in Psychology
• Iona College, Master's of Business Administration

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As the Complex Admin Manager, Anthony is responsible for hiring, training, developing, and supervising staff, as well as ensuring efficient branch administration and a positive experience for the clients we serve. Prior to this role, Anthony served as a Digital Specialist, focused on training financial advisors and their teams on the utilization of digital tools and technology to create efficiencies in their practice and help grow the business.

Anthony earned his B.S. in Finance with a concentration in Value Investing from Fordham University. He is also FINRA registered holding his Series 7, 66, 9, and 10.

Born and raised in Queens, NY, Anthony likes to spend his time outside the office with friends and family, sports (both playing and watching), and exploring New York City.

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• NY

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Charlie began his career in the financial services industry in 1989 working with John Hancock Financial Services. In addition to his current role as Administrative Manager of both the Westport and New Haven offices, he has held various positions at financial institutions including Supervisory Principal and Operations Manager. Charlie joined UBS in 2006 as Administrative Manager in the Stamford office and joined the New Haven office in 2010. He holds FINRA Series 6, 7, 9, 10 and 63 security licenses as well as various insurance licenses. Charlie received a B. S. degree in Education from Rhode Island College.

• Rhode Island College, B.S. Education

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As the Administrative Officer, Alex is responsible for hiring, training, developing, and supervising staff, as well as ensuring efficient branch administration and a positive experience for the clients we serve. Prior to this role, Alex spent 7 years at Fidelity Investments in a multitude of positions. Starting as a Credit Risk Analyst,  he than transitioned to a Financial Representative for Fidelity’s Personal Investing Unit, and then most recently served as a Service Specialist in Fidelity’s Wealth Management Service Group.

Alex earned his B.A. in Political Science from Miami University (OH). He is also FINRA registered holding his Series 7, 66, and 9 Licenses.

Born and raised in Darien. CT, Alex enjoys spending time either on the water or on the golf course. His hobbies include playing Chess and spending time with his siblings/family who still live in the area. One of Alex’s goals is to try and visit every national park in the USA!

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Prior to joining UBS Financial Services, Faith Logan previously worked at Merrill Lynch Wealth Management, Morgan Stanley, JPMorgan Chase, and David Lerner Associates. She holds the SIE, Series 7, Series 63, and Series 66 investment licenses. 

Faith obtained her Bachelor of Arts Degree in Music Business (with a minor in Italian) from Manhattanville University, and has earned two Master's Degrees from Universidad Isabel I (MBA, 2020; International Trade, 2023). 

She is also multilingual. In addition to her native English, she speaks French, Italian, Spanish, Portuguese, and German. She is currently learning Danish. 

Faith holds strong ties to the entertainment industry, having worked as an actress, model, and classically-trained opera singer. She is also a certified makeup artist, sports nutritionist, and personal trainer. She is a proud union member of SAG-AFTRA, Actors' Equity Association (AEA), and the American Guild of Musical Artists (AGMA). 

In addition to her union memberships, Faith is a member of the Junior League of Greenwich and a Global Member of 100 Women in Finance. In her spare time, she is an avid sports fan and athlete, enjoys traveling, spending time with family and friends, volunteering, reading, and cooking. 

• Manhattanville University, B.A. Music Business: 2015
• Universidad Isabel I, Master's Degree - Business Administration: 2020
• Universidad Isabel I, Master's Degree - International Trade: 2023