Lasting relationships

Understanding what matters most to you

Where are you today and where do you want to be tomorrow? We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals.

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Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

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    Jim Miller

    Executive Director

    Associate Market Executive

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    • CT
    • ME
    • NJ
    • NY
    • VT

    Jim Miller joined UBS is 2012 and is the Assistant Market Head for the Soundview Market.

    In his role as Assistant Market Head Jim is focused on supporting and driving business growth for approximately 200 Financial Advisors in eight locations overseeing more than 30 billion in assets.

    Prior to joining UBS, Jim’s Financial Services career spanned roles in consulting and management including as a producing Branch Manager at AXA Private Markets and the Director of Compliance and Operations at MetLife Securities.

    Jim is NYS Insurance licensed and holds FINRA Series 4, 7, 24, 53, 66 licenses. Jim holds a Bachelor’s of Science in Psychology from Saint Louis University and a Masters of Business Administration from Iona College.

    Jim lives in New Rochelle, NY with his wife Pam. He is a passionate outdoorsman having spent time as a certified river guide, as well as ski, kayaking, and stand-up paddleboard instructor.

      • Saint Louis University, Bachelor's of Science in Psychology
      • Iona College, Master's of Business Administration
        3 Manhattanville Rd
        Suite 210
        Purchase, NY 10577
        jim.miller@ubs.com
        Jim Miller
        3 Manhattanville Rd,Purchase,NY,10577
      • Anthony DiPerri

        Anthony DiPerri

        Associate Director

        Admin Manager

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        • AL
        • AR
        • CT
        • DC
        • FL
        • HI
        • IN
        • MA
        • MD
        • ME
        • MI
        • MT
        • NE
        • NH
        • NJ
        • NY
        • OK
        • OR
        • PA
        • SD
        • UT
        • VT

        As the Complex Admin Manager, Anthony is responsible for hiring, training, developing, and supervising staff, as well as ensuring efficient branch administration and a positive experience for the clients we serve. Prior to this role, Anthony served as a Digital Specialist, focused on training financial advisors and their teams on the utilization of digital tools and technology to create efficiencies in their practice and help grow the business.

        Anthony earned his B.S. in Finance with a concentration in Value Investing from Fordham University. He is also FINRA registered holding his Series 7, 66, 9, and 10.

        Born and raised in Queens, NY, Anthony likes to spend his time outside the office with friends and family, sports (both playing and watching), and exploring New York City.

              100 West Putnam Ave
              2nd Floor
              Greenwich, CT 06830
              anthony.diperri@ubs.com
              Anthony DiPerri
              100 West Putnam Ave,Greenwich,CT,06830
            • Charles-Patti

              Charles Patti Jr.

              Associate Director

              Branch Operations Manager

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              • CT
              • NY

              Charlie began his career in the financial services industry in 1989 working with John Hancock Financial Services. In addition to his current role as Administrative Manager of both the Westport and New Haven offices, he has held various positions at financial institutions including Supervisory Principal and Operations Manager. Charlie joined UBS in 2006 as Administrative Manager in the Stamford office and joined the New Haven office in 2010. He holds FINRA Series 6, 7, 9, 10 and 63 security licenses as well as various insurance licenses. Charlie received a B. S. degree in Education from Rhode Island College.

                • Rhode Island College, B.S. Education
                  8 Wright Street
                  3rd Floor
                  Westport, CT 06880
                  charles.patti@ubs.com
                  Charles Patti Jr.
                  8 Wright Street,Westport,CT,06880
                • Danielle

                  Danielle Fujioka

                  Director

                  Supervisory Officer

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                  • CT
                  • MA
                  • NJ
                  • NY

                        600 Washington Blvd
                        Stamford, CT 06901
                        danielle.fujioka@ubs.com
                        Danielle Fujioka
                        600 Washington Blvd,Stamford,CT,06901
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                      UBS Year Ahead 2025

                      Roaring 20s: The next stage

                      Our Chief Investment Office (CIO) looks to what awaits investors in the next half of the decade with the 2025 edition of Year Ahead.

                      A dramatic change in US politics, Chinese economic stimulus, ongoing geopolitical developments and falling interest rates are all at play. How should you prepare your portfolio? Let’s talk about how you can move confidently forward in the new year and beyond.

                      Read the report

                      A leader in wealth management

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                      $5.9+ trn

                      UBS Group invested assets
                      As of 06/30/2024

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                      UBS is a leading and truly global wealth manager

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