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Keep moving forward with confidence. You don't have to go it alone. We can help you with clear advice, wherever you are in life. We start by listening and understanding what drives your passions and what impact you want to make in the world. Then we'll make a plan together, get you on the right path and help you make the smart moves every step of the way.

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Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Joe Lombardo

    Joseph P. Lombardo Jr.

    Executive Director

    Market Director

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    • AK
    • AL
    • AR
    • AZ
    • CA
    • CO
    • CT
    • DC
    • DE
    • FL
    • GA
    • HI
    • IA
    • ID
    • IL
    • IN
    • KS
    • KY
    • LA
    • MA
    • MD
    • ME
    • MI
    • MN
    • MO
    • MS
    • NC
    • ND
    • NE
    • NH
    • NJ
    • NM
    • NV
    • NY
    • OH
    • OK
    • OR
    • PA
    • PR
    • RI
    • SC
    • SD
    • TN
    • TX
    • UT
    • VA
    • VT
    • WA
    • WI
    • WV
    • WY

    Joe Lombardo, a seasoned leader with over 30 years of experience in wealth management, currently serves as the Market Director of the UBS Florham Park, Short Hills and Westfield Office. A 20-year veteran of UBS, Joe has a proven track record of fostering strong relationships with Financial Advisors and team associates. His leadership journey includes successfully managing the White Plains office from 2012 to 2020 and more recently leading the 1251 Avenue of the Americas office in NYC for two and a half years.

    Joe began his career as a Financial Advisor and has held various leadership roles at UBS, including Complex Director and Branch Manager. He also served as Head of Leadership and Future Talent Development, bringing valuable home office experience. Known for his strategic mindset and collaborative leadership style, Joe is committed to providing a platform of respect, advocacy, stability, and growth for his teams.

    Education:
    • B.A. in Finance, Baruch College
    • M.B.A. in Marketing, Wagner College
    • Graduate program, Securities Industry Institute, Wharton School of Business

    Joe resides in Fairfield, NJ, with his wife and three children, and is excited to bring his extensive experience back to the local NJ market.

          51 JFK Parkway
          Suite 303
          Short Hills, NJ 07078
          joseph.lombardo@ubs.com
          Joseph P. Lombardo Jr.
          51 JFK Parkway,Short Hills,NJ,07078
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          Kathleen Sheehan

          Director

          Admin Manager

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          • AL
          • AR
          • DC
          • FL
          • HI
          • IN
          • MA
          • MD
          • ME
          • MI
          • MT
          • NE
          • NH
          • NJ
          • NY
          • OK
          • OR
          • PA
          • RI
          • SC
          • SD
          • TX
          • UT
          • VA
          • VT
          • WA
          • WY

                109 North Avenue
                2nd Floor
                Westfield, NJ 07090
                kathleen.sheehan@ubs.com
                Kathleen Sheehan
                109 North Avenue,Westfield,NJ,07090
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                David Morrison

                Director

                Supervisory Officer

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                • NJ

                      Home Worker NJ
                      Home Worker NJ, NJ 000
                      david.morrison@ubs.com
                      David Morrison
                      Home Worker NJ,Home Worker NJ,NJ,000
                    • Sherry

                      Sherry Swenson

                      Director

                      Branch Operations Manager

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                      • NJ

                      Sherry is the Market Service Manager for the Northern New Jersey Market. With over 30 years of operational and management experience, Sherry handles the day to day operations of the Westfield Office. She joined PaineWebber as a Sales Assistant with a small branch and held many positions during her tenure including Assistant to the Branch Manager, Operations Manager, and Administrative Manager. She joined the Paramus Office in 2008 as a Compliance Analyst and then as an Operations Manager. Sherry has the expertise and has developed relationships in all areas of home office that help her solve the most complex issues for Financial Advisors and Team Associates.

                      Sherry holds FINRA Series 7, 9, 10 and 66 licenses. Sherry earned a Bachelor of Arts in Economics from Douglass College, Rutgers University. Sherry is married with two children and currently resides in Oakland, NJ. In her free time she volunteers with her children's high school
                      athletics teams fundraisers, spends quality time with her family skiing and playing soccer.

                            61 South Paramus Road
                            Mack Center IV, 4th Floor
                            Paramus, NJ 07652
                            sherry.swenson@ubs.com
                            Sherry Swenson
                            61 South Paramus Road,Paramus,NJ,07652
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                          A leading global wealth manager

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                          Tariffs, volatility and your portfolio

                          Are you ready?

                          In the first 100 days of a second Trump administration, policy uncertainty continues to dominate. Do you have questions about the impact of tariffs, inflation and geopolitical developments on your investment strategy?

                          We’re here to help you make sense of it all and move forward with confidence. Make sure your portfolio is prepared for ongoing market volatility.

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