Let's move forward. Together.

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Where are you today and where do you want to be tomorrow? We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals.

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Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Erik Headshot - 2022

    Erik Puffenberger

    Executive Director

    Market Director

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    • FL
    • OH

    I believe that keeping things simple creates the best results. My goal is simply to take care of our Financial Advisors so they are well positioned to take care of their clients. Through this partnership, we can all work together to take great care of our community.

    Capabilities to impact your life and wealth

    Because most people are primarily concerned with their family, health and wealth, Erik believes that wealth management plays a critical role in our society. Like a family physician or a school teacher, a Financial Advisor is a key contributor to their community and can truly "make a difference" in the lives of their clients.

    Experience to guide you forward

    With more than 20 years of experience, 13 of which with UBS, Erik is a dedicated manager focused on helping Advisors deliver for their clients. From our decades-long wealth management expertise and industry-leading intellectual capital to local-level decision making that responds more readily to clients' needs, UBS ensures that our Advisors and their clients have the right resources to be successful.

    My professional achievements and education

    Erik is a graduate of The Ohio State University with a Degree in Communications. He holds the Series 3, 7, 9, 10, 63 and 66 securities licenses.

    Making a difference in my community

    Erik is very active in the community. He currently works with American Corporate Sponsors as a mentor to military veterans preparing for their business career. He previously served on the Nationwide Children's Hospital Advisory Board and continues to raises funds for both Big Brothers Big Sisters and the Juvenile Diabetes Research Foundation. In his free time, Erik enjoys golfing, reading, exercising, listening to music and spending time with his family and friends. He lives in Bexley, Ohio with his wife Stacy, son Ben, daughter Drew and labradoodle Teddy.

          5007 Horizons Dr.
          Suite 200
          Upper Arlington, OH 43220
        • Mike Teller

          Michael Teller

          Executive Director

          Associate Market Executive

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          • AR
          • AZ
          • CA
          • CO
          • FL
          • GA
          • IL
          • IN
          • KY
          • LA
          • MA
          • ME
          • MI
          • NC
          • NJ
          • NV
          • NY
          • OH
          • PA
          • SC
          • TX
          • VA
          • VT

          Mike is the Assistant Market Head in the Northern Ohio Market for UBS Wealth Management Americas, where he is responsible for 10 offices.  He works with approximately 150 Financial Advisors entrusted with roughly $35 billion in client assets.  With an unwavering conviction to lead by example, Mike prides himself on being client-centric and always wants to deliver the best possible solution for our clients.

          Mike joined UBS in 2022 and has spent time in various leadership roles including Sales, Supervision, and has had roles in both Securities Management and Banking.  Prior to UBS, Mike held a senior Supervision Management role with JPMorgan in Ohio, where he was responsible for all of the JPMorgan Chase branch offices in the Midwest.  This experience along with Mike’s reputation for hard work, honesty and commitment, has added immense value to the Advisors and clients he works with every day.

          Mike and his wife, Amy, live in Powell, OH and have two boys:  Mason and Graydon.   Mike received his Bachelors of Science in Economics from the Wharton School at the University of Pennsylvania with a dual concentration in Finance and Management.  He has his Series 7, 8, 24, 52, 63 and 65. 

                5007 Horizons Dr.
                Suite 200
                Upper Arlington, OH 43220
              • Amy Wilson 2022

                Amy Wilson

                Associate Director

                Admin Manager

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                • NC
                • NV
                • OH

                As the Administrative Manager for the Upper Arlington and New Albany offices, Amy is responsible for managing the administrative support staff, as well as partnering with the leadership team to educate employees on firm policies and procedures. Amy believes in creating and maintaining a collaborative and positive work environment.

                Amy has had a successful financial services career for many years. She held various positions in management, marketing, coaching and administrative services at Prudential Securities, Merrill Lynch and Wells Fargo Advisors prior to joining UBS.

                Amy holds FINRA Series 7, 9, 10, 63 and 66 licenses, as well as Health, Life, Accident and Variable Insurance licenses. She holds an ABA and attended The Ohio State University.

                      5007 Horizons Dr.
                      Suite 200
                      Upper Arlington, OH 43220

                    Are markets going "Back to the Future"?

                    Debt ceiling and inflation


                    Exceptional financial strength and stability

                    Legacy—Wealth for others

                    For needs that go beyond your own—to help you improve the lives of others

                    What will your legacy be?
                    It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

                    Learn more at ubs.com/wealthway.

                    Backed by the strength of UBS

                    A global leader in wealth management

                    $3.9 trillion

                    In invested assets globally 
                    As of 12/31/2022

                    51 countries

                    Our global footprint

                    Global leader

                    UBS is a world-leading wealth manager