A plan for today, tomorrow and generations to come

Family photos on shelf

Your financial life is unique. The same should be true of your financial plan. We take the time to get to know you, your family and all your most important priorities. As your circumstances change over time and as new opportunities arise, we'll work with you to adjust your plan to help keep you on track. When you look to the future, you should like what you see.

Young family at the beach

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Joseph "Jad" Dieterle, III Profile Photo

    Joseph "Jad" Dieterle, III

    Executive Director

    Market Director

    • image
    • image
    • image
    • ME
    • MI
    • NH
    • SC
    • TX
    • VT

    Jad and his team work to help their colleagues achieve their goals in an environment that is supportive, collegial and marked by excellence. While leading the firm's businesses in Northern New England, Jad tries to spend as much of his time as possible focused on his "Why" – "Fostering a culture of passion and empathy so that people feel good about who they are and what they do." Above all else, Jad believes that culture is the most important component to employee satisfaction, and employee satisfaction is the most important component to client satisfaction. With this premise at the forefront of the management team's leadership efforts, the group strives to foster people before business – and good results seem to follow.

    Jad developed this "culture first" approach over the course of his 25 year career. His previous roles include Branch Manager for the UBS offices in Bethesda MD and Columbus OH, as well as Head of Field Integration during the firm's acquisition of Piper Jaffray. Prior to joining UBS he held various management positions at Prudential Securities and was a Financial Consultant with Merrill Lynch.

    Jad is a graduate of the University of Notre Dame with a Bachelors in Business Administration, and he has an MBA from Wheeling Jesuit University. In addition, he has attended several executive education programs including Harvard's High Potentials Leadership Program and the Authentic Leadership Development Program, Stanford's Interpersonal Dynamics for High Performing Executives, and the Securities Industry Institute at the Wharton School.

    He is a past president of the Yarmouth Football Program. He is also a current volunteer for Habitat for Humanity and enjoys supporting members of his office in their fundraising efforts for various causes including Tri for a Cure and Susan G. Komen. He is also a Board Member for Make a Wish Foundation of Maine and Chairman of the Board for Big Brothers-Big Sisters of Southern Maine.

      • University of Notre Dame, Bachelors in Business Administration
      • Wheeling Jesuit University, MBA
      • Certified Exit Planning Advisor
      1 City Center
      10th Floor
      Portland, ME 04101
    • image

      Jeffrey Houdlette

      Director

      Admin Manager

      • image
      • image
      • image
      • FL
      • MA
      • ME
      • NH
      • NY
      • VT

            1 City Center
            7th Floor
            Portland, ME 04101
          • Patrick Henning Profile Photo

            Patrick Henning

            Director

            Associate Market Executive

            • image
            • image
            • image
            • MA
            • ME
            • NH
            • VT

            For over 17 years, Patrick has been helping Financial Advisors and Client Service Associates maximize the efficiency of their business. He began his career with Scudder Investments as Manager of Sales Support and Client Services. He relocated to Portland, Maine in 2005 and spent 4 years at Smith Barney in operational roles. Patrick joined the UBS team in 2009 as the Operations Manager for the Northern New England Complex, and is now the Administrative Manager for the UBS offices in Maine and New Hampshire. Patrick's team is focused on providing the highest level of operational and administrative support to meet the needs of each Financial Advisor's unique business.

            Patrick graduated from Columbia College with a degree in Management. He currently holds his Series 7, 9, 10, 66, 63 and 24 licenses. Patrick and his wife live in Maine and can be found on the ski slopes in the winter, and on their lake in the summer.

              • Columbia College, Management
                1155 Elm Street
                Suite 501
                Manchester, NH 03101
              • image

                Sara Parker

                Client Associate

                • image
                • image

                        1 City Center
                        10th Floor
                        Portland, ME 04101

                      Focus on liquidity management

                      CIO House View monthly livestream

                      Tree

                      UBS and Credit Suisse—stronger than ever

                      Legacy—Wealth for others

                      For needs that go beyond your own—to help you improve the lives of others

                      What will your legacy be?
                      It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

                      Learn more at ubs.com/wealthway.

                      Backed by the strength of UBS

                      A global leader in wealth management

                      $3.9 trillion

                      In invested assets globally 
                      As of 12/31/2022

                      51 countries

                      Our global footprint

                      Global leader

                      UBS is a world-leading wealth manager

                      Insights