Experience

Ashleigh Alamo is a Director and Market Administrative Officer serving the NYC Central Market of UBS Financial Services.  Prior to her current role, Ashleigh was the Complex Administrative Manager (2015-2016), the Business Risk Specialist (2013-2015), and served as the Branch Office Administrator/Executive Assistant (2009-2013). 

Ashleigh holds her BA in Communications from State University of New York College at Oneonta.  She maintains her Series 7, 63, 9, 10, and 3 securities licenses as well as the New York Life and Health licenses.  Ashleigh currently resides in New York City.  In her free time, she enjoys CrossFit and spending time with her friends and family.

Stephen joins the NYC Central Market as an Assistant Market Head - tasked with developing business strategy while working with internal and external partners to deliver tools and resources that Advisors (and their teams) need to best grow their business and serve their clients.

Stephen returns to UBS after spending 2.5 years at Merrill as a Sales Manager in New Jersey.  Prior to his most recent experience, Stephen was with UBS for 5 years, originally joining as a Financial Advisor in the Wealth Advice Center in 2014 and then joining the WMA Training and Development team as the Lead Trainer and Team Integration Specialist for our Next Generation Programs in the Northeast and Private Wealth Management.  Prior to joining UBS in 2014, Stephen worked with Merrill Lynch for 4 years as an Advisor in Hopewell, NJ and Toms River, NJ.

Stephen earned his BS in Business Management from the University of Central Florida in Orlando, FL.  He holds the Series 7, 66, 9 and 10, has earned his CRPC & AWMA designations, and continues to pursue further designations in support of his professional development.

Stephen strives to stay active through participating in exercise and sports, loves to travel, and is open to every opportunity to explore new places alongside his wife of 6 years, Christine.  They have two beautiful children Lilliana (3) and Liam (1) and reside in Middletown, NJ.

Chris Smith is a Director and Market Supervisory Officer for the NYC Central Market.

Chris leads a team of Supervisory Officers who ensure that all compliance, legal, and regulatory matters for the entire market are adhered to.   

He has had various supervisory and operational manager roles with UBS and Merrill Lynch.

Chris earned his BS in Business Administration from the University of Scranton. He is FINRA registered and holds Series 3, 4, 7. 24. 53, 63 & 65 as well as the New York Life and Health insurance licenses.

Chris currently resides in Manhattan. In his free time he enjoys traveling, exercise, and spending time with his family.

Fe Bataller-Hall is Director and Market Supervisory Officer for the NYC Central Market, GWM Americas. Fe leads a team of Supervisory Officers who ensure that all compliance, legal and regulatory matters for the entire Market are communicated and implemented.

In 1988, Fe joined the Rotan Mosle branch of PaineWebber Inc., now UBS Financial Services, in New York City as a New Accounts Clerk. She has performed various roles, such as Branch Technology Liaison, Sales Assistant and Branch Office Assistant. She was offered the role of Compliance Officer in 1997 and continued to develop as Market Supervisory Officer.

Fe holds a Bachelor’s Degree in Commerce, major in Accounting from University of the Cordilleras in the Philippines. She currently resides in Pennsylvania with her husband Gareth. Fe enjoys gardening and volunteering for church and local community groups.

Carolyn started in the industry in the early 80’s at Kidder Peabody in Buffalo, NY.  Hired as a Client Service Associate, she was promoted to Operations Manager a short time later.  Having taken time off to get married and raise a family, she returned to the industry as a margin clerk at Prudential Securities.  While at Prudential, she was one of eight employees asked to participate in a manager training program.  Shortly after joining the program Carolyn was promoted to Operations Manager and relocated to Binghamton, NY.  After two years in Binghamton, Carolyn was relocated to Prudential’s Stamford, Connecticut office where she continued to serve as Operations Manager.  In 1998 Carolyn moved to PaineWebber, now UBS, in NYC as Administrative/Compliance manager where she is currently performing duties as a Supervisory Officer in the 299 Park Avenue branch.

Elizabeth Quinn joined the 299 Park Avenue branch as a Branch Office Administrator in September of 2021. She works with all members of the NYC Central Market Management Team and primarily assists with day-to-day administrative tasks. Prior to joining UBS, Elizabeth earned her Bachelors degree in Biology with minors in Chemistry and Mathematics at Saint Michael’s College in Vermont. She currently lives in NYC and enjoys running, traveling, and spending time with family and friends.