Let's move forward. Together.

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Where are you today and where do you want to be tomorrow? We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals.

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Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

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    Erik Puffenberger

    Executive Director

    Market Director

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    • FL
    • OH

    I believe that keeping things simple creates the best results. My goal is simply to take care of our Financial Advisors so they are well positioned to take care of their clients. Through this partnership, we can all work together to take great care of our community.

    Capabilities to impact your life and wealth

    Because most people are primarily concerned with their family, health and wealth, Erik believes that wealth management plays a critical role in our society. Like a family physician or a school teacher, a Financial Advisor is a key contributor to their community and can truly "make a difference" in the lives of their clients.

    Experience to guide you forward

    With more than 20 years of experience, 13 of which with UBS, Erik is a dedicated manager focused on helping Advisors deliver for their clients. From our decades-long wealth management expertise and industry-leading intellectual capital to local-level decision making that responds more readily to clients' needs, UBS ensures that our Advisors and their clients have the right resources to be successful.

    My professional achievements and education

    Erik is a graduate of The Ohio State University with a Degree in Communications. He holds the Series 3, 7, 9, 10, 63 and 66 securities licenses.

    Making a difference in my community

    Erik is very active in the community. He currently works with American Corporate Sponsors as a mentor to military veterans preparing for their business career. He previously served on the Nationwide Children's Hospital Advisory Board and continues to raises funds for both Big Brothers Big Sisters and the Juvenile Diabetes Research Foundation.

    In his free time, Erik enjoys golfing, reading, exercising, listening to music and spending time with his family and friends. He lives in Bexley, Ohio with his wife Stacy, son Ben, daughter Drew and labradoodles, Teddy and Coco.

          5007 Horizons Dr.
          Suite 200
          Upper Arlington, OH 43220
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          Amy Wilson

          Associate Director

          Admin Manager

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          • NC
          • NV
          • OH

          As the Administrative Manager for the Upper Arlington and New Albany offices, Amy is responsible for managing the administrative support staff, as well as partnering with the leadership team to educate employees on firm policies and procedures. Amy believes in creating and maintaining a collaborative and positive work environment.

          Amy has had a successful financial services career for many years. She held various positions in management, marketing, coaching and administrative services at Prudential Securities, Merrill Lynch and Wells Fargo Advisors prior to joining UBS.

          Amy holds FINRA Series 7, 9, 10, 63 and 66 licenses, as well as Health, Life, Accident and Variable Insurance licenses. She holds an ABA and attended The Ohio State University.

                5007 Horizons Dr.
                Suite 200
                Upper Arlington, OH 43220

              Connecting you to the deep resources of UBS

              By seeing the big picture, we provide access to the global platforms and the financial and intellectual strengths of UBS’s experts in Wealth Management, Asset Management and our Private and Investment Banks.

              Focus on liquidity management

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              UBS and Credit Suisse—stronger than ever

              Managing wealth is our craft

              We’re committed to understanding what wealth means for you.

              At UBS, excellence comes from nurturing the best of our heritage, mastering the details and delivering the expertise you need to turn your financial vision into a reality. The result? Financial advice that is finely crafted for what matters most to you.

              Backed by the strength of UBS

              A global leader in wealth management

              $5+ trillion

              In invested assets globally 
              As of 11/07/2023

              51 countries

              Our global footprint

              Global leader

              UBS is a world-leading wealth manager

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