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Where are you today and where do you want to be tomorrow? We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals.

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Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Catherine

    Catherine Lapadula

    Managing Director

    Market Executive

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    • CA
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    • FL
    • MA
    • NJ
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          787 Seventh Avenue
          787 Tower
          New York, NY 10019
        • Nicolas

          Nicolas Bergengruen

          Managing Director

          Market Director

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            Nicolas Bergengruen (MD) joined UBS in 2005 and is Miami International Market Director for UBS FS International since 2006. Based in Miami this Location is also responsible for an offshore Branch in Montevideo (Uruguay) of which he also acts as its General Manager.

            As Location Head he manages the Advisors and offices which book their international wealth management business across the brokerage and private banking platforms with a focus on catering to High Net Worth and Ultra High Net Worth clients located in Latin America.

            Mr. Bergengruen is also a member of the Board of Directors of UBS Financial Services (Uruguay) S.R.L. and UBS Southern Cone Lead Market Head. He also served until 3 years ago as a member of UBS Leadership Advisory Committee.

            Prior to joining UBS, Mr. Bergengruen served in various positions in Dresdner Bank AG, Germany (1994 – 2005) in a number of different roles and locations such as Chile, Germany, Mexico and the US. 

            Fluent in Spanish, English and German, he holds a BA/CPA degree from Universidad de la Republica del Uruguay, Montevideo, Uruguay and an MBA from Universidad Adolfo Ibañez, Santiago, Chile.

                  100 SE 2nd Street
                  Suite 2500
                  Miami, FL 33131
                • Koennig

                  Claudia Koenig

                  Executive Director

                  Associate Market Executive

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                        100 SE 2nd Street
                        Suite 2500
                        Miami, FL 33131
                      • prats

                        Ramon Prats

                        First Vice President–Wealth Management

                        Sales Manager WMAG

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                              100 SE 2nd Street
                              Suite 2500
                              Miami, FL 33131
                            • Dayana

                              Dayana Pelaez

                              Authorized Officer

                              Admin Manager

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                              • CA
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                                    100 SE 2nd Street
                                    Suite 2500
                                    Miami, FL 33131
                                  • Clara

                                    Clara L. Alicea

                                    Director

                                    Market Administrative Officer

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                                    • FL
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                                          550 Biltmore Way
                                          Coral Gables, FL 33134
                                        • Samuel

                                          Samuel Maya

                                          Administrative Officer

                                          Assistant Operations Manager

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                                                100 SE 2nd Street
                                                Suite 2500
                                                Miami, FL 33131
                                              • Yancy

                                                Yancy Ranalli

                                                Director

                                                Market Supervisory Officer

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                                                      100 SE 2nd Street
                                                      Suite 2500
                                                      Miami, FL 33131
                                                    • Hector

                                                      Hector Mercado

                                                      Director

                                                      Market Supervisory Officer

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                                                            100 SE 2nd Street
                                                            Suite 2500
                                                            Miami, FL 33131

                                                          Connecting you to the deep resources of UBS

                                                          By seeing the big picture, we provide access to the global platforms and the financial and intellectual strengths of UBS’s experts in Wealth Management, Asset Management and our Private and Investment Banks.

                                                          Focus on liquidity management

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                                                          UBS and Credit Suisse—stronger than ever

                                                          Legacy—Wealth for others

                                                          For needs that go beyond your own—to help you improve the lives of others

                                                          What will your legacy be?
                                                          It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

                                                          Learn more at ubs.com/wealthway.

                                                          Backed by the strength of UBS

                                                          A global leader in wealth management

                                                          $3.9 trillion

                                                          In invested assets globally 
                                                          As of 12/31/2022

                                                          51 countries

                                                          Our global footprint

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                                                          UBS is a world-leading wealth manager