A plan for today, tomorrow and generations to come

Chess pieces on a chessboard

Your financial life is unique. The same should be true of your financial plan. We take the time to get to know you, your family and all your most important priorities. As your circumstances change over time and as new opportunities arise, we'll work with you to adjust your plan to help keep you on track. When you look to the future, you should like what you see.

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Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Jan Wolter

    Janice Wolter

    Executive Director

    Market Director

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    • AK
    • AL
    • AR
    • AZ
    • CA
    • CO
    • CT
    • DC
    • DE
    • FL
    • GA
    • HI
    • IA
    • ID
    • IL
    • IN
    • KS
    • KY
    • LA
    • MA
    • MD
    • ME
    • MI
    • MN
    • MO
    • MS
    • MT
    • NC
    • ND
    • NE
    • NH
    • NJ
    • NM
    • NV
    • NY
    • OH
    • OK
    • OR
    • PA
    • PR
    • RI
    • SC
    • SD
    • TN
    • TX
    • UT
    • VA
    • VI
    • VT
    • WA
    • WI
    • WV
    • WY

    In her 25 years at UBS she has held positions as Assistant Market Head, Assistant Complex Director, Assistant Branch Manager, Market Area Administrative Manager, Deputy Branch Manager and Branch Control Officer for multiple branches. In her various roles in the firm she created the first operations hubs in December 2008. She coaches Financial Advisors on a myriad of topics from teaming to practice management assisting in developing holistic wealth management  practices.

    Before UBS

    Jan brings over 40 years of experience in financial services to her role. Prior to joining UBS, she spent more than two decades in the industry, including 20 years at Kidder Peabody as Director of Compliance, Regional Compliance Officer and Regional Options Manager in Chicago. Prior to Kidder Peabody, Jan began her career at Gradison & Co. in Cincinnati and moved to Thompson McKinnon as an OTC & options trader.

    Jan is FINRA registered and holds Series 1, 3, 4, 5, 8, 15, 63 & 66 licenses as well as life, health, and LTC insurance including variable annuities.

          8044 Montgomery Road
          Suite 100W
          Cincinnati, OH 45236
          janice.wolter@ubs.com
          Janice Wolter
          8044 Montgomery Road,Cincinnati,OH,45236
        • Matt McGee

          Matthew McGee

          Director

          Market Administrative Officer

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          • AL
          • AR
          • DC
          • FL
          • HI
          • IN
          • MA
          • MD
          • ME
          • MI
          • MT
          • NE
          • NH
          • NJ
          • OH
          • OK
          • OR
          • PA
          • SD
          • UT
          • VT

          Matt is a native of Elmore, Ohio, and a graduate of The Ohio State University.  He started his career in 2011 with Morgan Stanley and in 2014 joined UBS. Throughout his tenure at UBS Matt has worked in several leadership positions including Operations Manager, Supervisory Officer, Admin Manager, and his current role, Market Administrative Officer.

          Matt and his wife Grace reside in Silverton with their daughter Rosemary.

                8044 Montgomery Road
                Cincinnati, OH 45236
                matt.mcgee@ubs.com
                Matthew McGee
                8044 Montgomery Road,Cincinnati,OH,45236
              • Emily Stork

                Emily Stork

                Associate Director

                Admin Manager

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                • AL
                • AR
                • DC
                • FL
                • HI
                • IN
                • MA
                • MD
                • ME
                • MI
                • MT
                • NE
                • NH
                • NJ
                • OH
                • OK
                • OR
                • PA
                • SD
                • UT
                • VT

                Emily joined UBS in 2014 and is responsible for supporting the Branch Manager and Admin Manager.  She earned her B.S degree in Organizational Leadership at Wright State University. She enjoys spending time with her husband and two sons.

                      8044 Montgomery Road
                      Suite 100W
                      Cincinnati, OH 45236
                      emily.stork@ubs.com
                      Emily Stork
                      8044 Montgomery Road,Cincinnati,OH,45236
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                      Andrew Dempsey

                      Executive Director

                      Market Director

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                      • AL
                      • AR
                      • DC
                      • FL
                      • HI
                      • IL
                      • IN
                      • MA
                      • MD
                      • ME
                      • MI
                      • MT
                      • NE
                      • NH
                      • NJ
                      • OH
                      • OK
                      • OR
                      • PA
                      • SC
                      • SD
                      • TN
                      • UT
                      • VT

                      Andrew has been with UBS for 10 years and serves as the Market Executive of the Ohio Indy Kentucky Market. In his role he is Andrew overseas 9 offices, bringing together the firm's best in class resources, talent and capabilities to create and sustain success for our clients in the Americas.

                       

                      Previously, Andrew was the Market Director of the Northbrook and Barrington, IL offices. His career at UBS began in the firm's Graduate Training Program, and after 2 years of rotating through various areas of the firm, took on his first assignment as a Business Strategist for one of the first Divisional Directors. Two years later he began his field management career as an Assistant Market Head of the Chicago Market that included offices in Downtown Chicago, Northbrook, Oakbrook, Barrington, Naperville, and Madison, Brookfield & Milwaukee Wisconsin.

                       

                      Originally from Baltimore, Maryland, Andrew graduated from Bucknell University where he earned a B.S. in Economics and was a member of the school’s men’s varsity lacrosse team. Andrew is a member of the North Suburban YMCA Board of Directors. In his free time he coaches high school lacrosse in Lake Forest, IL. He currently resides in Chicago, IL.

                            8044 Montgomery Road
                            Cincinnati, OH 45236
                            andrew.dempsey@ubs.com
                            Andrew Dempsey
                            8044 Montgomery Road,Cincinnati,OH,45236

                          Connecting you to the deep resources of UBS

                          By seeing the big picture, we provide access to the global platforms and the financial and intellectual strengths of UBS’s experts in Wealth Management, Asset Management and our Private and Investment Banks.

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                          $5.9+ trn

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                          As of 06/30/2024

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                          UBS is a leading and truly global wealth manager

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                          Tariffs, volatility and your portfolio

                          Are you ready?

                          In the first 100 days of a second Trump administration, policy uncertainty continues to dominate. Do you have questions about the impact of tariffs, inflation and geopolitical developments on your investment strategy?

                          We’re here to help you make sense of it all and move forward with confidence. Make sure your portfolio is prepared for ongoing market volatility.

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