Experience

Makes all the difference

Emily de la Reguera

Executive Director

Market Director

Emily de la Reguera serves as the Market Executive
for the San Francisco Market. In this capacity, she
oversees the Private Wealth Management and
Wealth Management businesses across 16 offices
in Northern California.


Prior to her current role, she was the Market Director for the Silicon Valley
offices at UBS. Having spent 13 years in various roles at UBS, Emily
leverages her extensive knowledge of the firm to bring the best of UBS to
our Wealth Advisors and their clients. Emily has also served as Head of Next
Generation Advisor Development where she was responsible for creating
and driving UBS's strategy to develop the next generation of financial
advisors.


Emily began her career as a member of UBS' Graduate Talent Program
(GTP) where she rotated through six different business areas of the firm.
Upon completion of the program, she served as an Associate Product
Manager for UBS' Securities Backed Lending Group where she helped
manage UBS' credit line and margin portfolio. She has also worked at
BlackRock in the Institutional Client Business where she was responsible for
connecting global counterparts to help deliver congruency in how 200+
relationship managers represent BlackRock's fixed income capabilities.

Emily holds a B.A in International Relations from Colgate University and a
certificate for the Tuck Business Bridge Program from The Tuck School of
Business at Dartmouth College.

Registered States:
  • AK
  • AL
  • AR
  • AZ
  • CA
  • CO
  • CT
  • DC
  • DE
  • FL
  • GA
  • HI
  • IA
  • ID
  • IL
  • IN
  • KS
  • KY
  • LA
  • MA
  • MD
  • ME
  • MI
  • MN
  • MO
  • MS
  • MT
  • NC
  • ND
  • NE
  • NH
  • NJ
  • NM
  • NV
  • NY
  • OH
  • OK
  • OR
  • PA
  • PR
  • RI
  • SC
  • SD
  • TN
  • TX
  • UT
  • VA
  • VI
  • VT
  • WA
  • WI
  • WV
  • WY
355 Santana Row
Suite 2050
San Jose, CA 95128

Email Me

emily.delareguera@ubs.com
Emily de la Reguera
355 Santana Row,San Jose,CA,95128

Philip Topacio

Director

Market Administrative Officer

Philip serves as the Market Administrative Officer for the San Francisco Market. He has been with UBS since 2016 and has over 18 years of management experience in the financial industry.

Throughout his financial career he has held various roles including Complex Operations Manager, Compliance Specialist, and Complex Supervisory Officer.  In his current role as Market Administrative Officer, Phil is responsible for managing the Market Team Associate Staff, as well Business Manager across the Market. 

Phil enjoys spending time with his family and coaching youth sports. He is a graduate of Heald College with a degree in Business Administration. He holds his Series 3, 7, 66, 9 and 10 securities licenses.

Registered States:
  • AK
  • AL
  • AZ
  • CA
  • CO
  • CT
  • DC
  • DE
  • FL
  • GA
  • HI
  • IA
  • ID
  • IL
  • IN
  • KS
  • KY
  • LA
  • MA
  • MD
  • ME
  • MI
  • MN
  • MO
  • MS
  • MT
  • NC
  • ND
  • NE
  • NH
  • NJ
  • NM
  • NV
  • NY
  • OH
  • OK
  • OR
  • PA
  • PR
  • RI
  • SC
  • SD
  • TN
  • TX
  • UT
  • VA
  • VI
  • VT
  • WA
  • WI
  • WV
  • WY
555 California Street
32nd / 33rd / 34th Floor
San Francisco, CA 94104

Email Me

philip.topacio@ubs.com
Philip Topacio
555 California Street,San Francisco,CA,94104

Barbara Fain

Director

Market Supervisory Officer

Barbara serves as the Market Supervisory Officer for the San Francisco Market. She has been with UBS since 2004 and has over 16 years of management experience in the financial industry.

Throughout her financial career she has held various roles including Operations Manager, Administrative Manager, Associate Market Executive and Client Experience Director.  In her current role as Market Supervisory Officer, Barbara is responsible for managing compliance and business risk, as well as implementation and education of firm policies and procedures across the Market. 

Barbara enjoys spending time with her family, dabbling in DIY projects and gardening. She is a graduate of Sierra College with a degree in Business Administration and General Science. She holds her Series 3, 7, 66, 9 and 10 securities licenses and is Insurance licensed.

CA Insurance License # 0M28906

Registered States:
  • CA
3001 Douglas Boulevard
Suite 160
Roseville, CA 95661

Email Me

barbara.fain@ubs.com
Barbara Fain
3001 Douglas Boulevard,Roseville,CA,95661

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