Lasting relationships

Understanding what matters most to you

Bloomington MN UBS

Where are you today and where do you want to be tomorrow? We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals.

Three Business people

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Kara Goetz

    Kara Goetz

    Associate Director

    Admin Manager

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    • AZ
    • CA
    • FL
    • IL
    • MN
    • ND
    • SD
    • WI
    • WY

    Kara recently joined UBS as an Administrative Manager for the Minnesota-Northern Plains Market.  She leads our Minneapolis and Bloomington team of client service and support associates, partnering as a coach and mentor.

    Kara has spent most of her professional career in the financial services industry.  Beginning at Dean Witter Reynolds in 1986, she has held several roles over the years in management, supervision, compliance surveillance, and client service.   Residing in Eagan with husband Richard, she enjoys traveling, art, hiking, gardening, and spending time with her family and friends.  Kara holds several security licenses (Series 7, 9, 10, 24, 63, 66) along with a Minnesota life and health insurance license.

          80 South 8th Street
          Suite 2900
          Minneapolis, MN 55402
        • Maria Herfindahl

          Maria R. Herfindahl

          Branch Office Administrator

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            Maria is the Branch Office Administrator for both the Minneapolis and Bloomington offices. She is responsible for supporting the branch leadership team, the Financial Advisors, and their teams. Additionally, she oversees the technology infrastructure and day-to- day operations of the offices.  

            She is a recent graduate of Ave Maria University in Southwest Florida where she received a Bachelor of Arts degree in Marketing with a Minor in Accounting. She resides in Minnetonka with her daughter, Everleigh. Outside of the office she enjoys being outdoors, cooking for her friends and family, spending time with Everleigh, and reading the latest novels.

              • Ave Maria University, B.A. in Marketing with a Minor in Accounting
                80 South 8th Street
                Suite 2900
                Minneapolis, MN 55402
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                Bruce Wain

                Executive Director

                Branch Manager

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                • AL
                • AZ
                • CA
                • CO
                • FL
                • HI
                • IA
                • ID
                • IL
                • MI
                • MN
                • MO
                • MT
                • NC
                • ND
                • NJ
                • NM
                • NV
                • NY
                • OR
                • PA
                • SD
                • TX
                • UT
                • VA
                • WA
                • WI

                      80 South 8th Street
                      Suite 2900
                      Minneapolis, MN 55402

                    A focus on personalized access and service

                    Working with diverse clients with specific needs, our team sees it as our top responsibility to understand each aspect of your unique and often complicated financial life.

                    Our Philosophy

                    Our Philosophy

                    Retirement planning

                    Retirement planning

                    Multigenerational planning

                    Multigenerational planning

                    Legacy—Wealth for others

                    For needs that go beyond your own—to help you improve the lives of others

                    What will your legacy be?
                    It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

                    Learn more at ubs.com/wealthway.

                    Backed by the strength of UBS

                    A global leader in wealth management

                    $2.8 trillion

                    In invested assets globally 
                    As of 06/30/2022

                    51 countries

                    Our global footprint

                    Global leader

                    UBS is a world-leading wealth manager

                    Insights