Lasting relationships

Understanding what matters most to you

Co-workers having a conversation

Where are you today and where do you want to be tomorrow? We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals.

Lift mountains

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Jaspreet

    Jaspreet "Jesse" Puri

    Executive Director

    Market Director

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    • AL
    • AR
    • AZ
    • CA
    • CO
    • FL
    • GA
    • IL
    • KS
    • MA
    • MD
    • MI
    • MN
    • NC
    • NV
    • NY
    • OK
    • OR
    • PA
    • PR
    • SC
    • TN
    • TX
    • WA
    • WI

    Jesse currently serves as the branch manager for UBS’ Encino, Valencia, and Bakersfield Wealth Management Offices. In his role, Jesse collaborates with financial advisors and support staff to drive business growth and the client experience. 

    Professional History
    Jesse has over 15 years of experience in the financial services industry. Prior to his current position, Jesse was the Assistant Market Head in the UBS North Texas Market from January 2017 - May 2021, the Administrative Manager in the UBS Plano, Texas Branch from August 2015 - December 2016, and held various operational roles in the UBS Los Angeles Private Wealth Management Branch from July 2010 - August 2015. Before joining UBS, Jesse was a Universal Banker at Citi in 2006.

    Education and Personal
    Jesse holds an undergraduate degree in Health Administration from California State University, Northridge and a Masters of Business Administration from California State University, Los Angeles. Jesse and his wife Jasleen enjoy hiking, photography, and traveling around the world. They have a 2 year old daughter named Melina. Jesse is an active participant and volunteer with the Sikh Community of Los Angeles.

    • Forbes America’s Top Next-Gen (Generation) Wealth Advisors, 2021The Forbes rating is compiled by Shook Research and awarded annually between June and September based on information from a 12 month period ending in March of the award year.
    • Forbes Top Next-Gen (Generation) Wealth Advisors Best-in-State, 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually between June and September based on information from a 12 month period ending in March of the award year.

        15260 Ventura Blvd
        Suite 1800
        Sherman Oaks, CA 91403
        Jaspreet "Jesse" Puri
        15260 Ventura Blvd,Sherman Oaks,CA,91403
      • lisa monica

        Lisa Monica

        Associate Director

        Admin Manager

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        • AZ
        • CA
        • MT
        • NY
        • TX

        Lisa began her financial services career at Crowell, Weedon & Co in 2009 before moving to Ameriprise Financial Services in 2012 where she held various positions such as Operations Leader, Registered Sales Assistant where she created and managed a paperless office.  Moving to UBS in 2016, Lisa is passionate about supporting her teams and ensuring excellent client service.  Lisa love dogs- specifically her 16-year-old, Spike, and outside of the office she enjoys motorcycle riding,  NASCAR and all auto racing.

              3011 Townsgate Road
              Suite 300, 3rd Floor
              Westlake Village, CA 91361
              Lisa Monica
              3011 Townsgate Road,Westlake Village,CA,91361

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