Lasting relationships

Understanding what matters most to you

Meeting with presenter

Where are you today and where do you want to be tomorrow? We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals.

Chess board

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Erik Puffenberger

    Erik Puffenberger

    Executive Director

    Market Director

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    • FL
    • OH

    I believe that keeping things simple creates the best results. My goal is simply to take care of our Financial Advisors so they are well positioned to take care of their clients. Through this partnership, we can all work together to take great care of our community.


    Capabilities to impact your life and wealth
    Because most people are primarily concerned with their family, health and wealth, Erik believes that wealth management plays a critical role in our society. Like a family physician or a school teacher, a Financial Advisor is a key contributor to their community and can truly "make a difference" in the lives of their clients.


    Experience to guide you forward
    With more than 22 years of experience, 15 of which with UBS, Erik is a dedicated manager focused on helping Advisors deliver for their clients. From our decades-long wealth management expertise and industry-leading intellectual capital to local-level decision making that responds more readily to clients' needs, UBS ensures that our Advisors and their clients have the right resources to be successful.


    My professional achievements and education
    Erik is a graduate of The Ohio State University with a Degree in Communications. He holds the Series 3, 7, 9, 10, 63 and 66 securities licenses.


    Making a difference in my community
    Erik is very active in the community. He current works with American Corporate Sponsors as a mentor to military veterans preparing for their business career. He previously served on the Nationwide Children's Hospital Advisory Board and continues to raises funds for both Big Brothers Big Sisters and the Juvenile Diabetes Research Foundation.

    In his free time, Erik enjoys golfing, reading, exercising, listening to music and spending time with his family and friends. He lives in Bexley, Ohio with his wife Stacy, son Ben, daughter Drew and labradoodles, Teddy and Coco.

          5007 Horizons Dr.
          Suite 200
          Upper Arlington, OH 43220
        • Tammy Ford

          Tammy Ford

          Associate Director

          Admin Manager

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          • OH

          Tammy began her banking career with Central Bank in August of 1984. Through multiple mergers she continued focusing on banking until moving over the Investment side of the industry with McDonald Investments until they were acquired by UBS Financial Services in February of 2007.

          Tammy has been in various management positions since 2012 working in Operations, Risk Supervision, and currently as an Administration Officer.  She is responsible for managing the administrative support staff and collaborating with the management team to educate, and support Financial Advisors and their teams to grow their business by building long and trusted relationships with their clients.

          Tammy holds FINRA Series 3 (Commodities), 7, 9, 10, 66, as well as Health, Life, Accident and Variable Insurance.

                                                                                                                              

                2055 Crocker Road
                Suite 201
                Westlake, OH 44145

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